Fabian G. Seijas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Fabian Gerardo Seijas, who also goes by Fabian Gerardo Seijas, Fabian G Seijas, was a registered financial advisor .
Fabian is a previously registered financial advisor and started their career in finance in 1995. Fabian had worked at 5 firms and has passed the Series 66, Series 63, Series 55, Series 31, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 19, 2004 - February 14, 2005
BROOKSTREET SECURITIES CORPORATION
November 18, 2003 - February 14, 2005
BROOKSTREET SECURITIES CORPORATION
March 19, 2001 - February 10, 2003
MASTERTRADER.COM
August 2, 2000 - December 31, 2000
INVESTORS ST.
April 29, 1998 - August 19, 1998
RD CAPITAL GROUP, INC.
May 25, 1995 - March 1, 1996
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 6/2/2001
Limited Representative-Equity Trader ExamCurrent Firm
BROOKSTREET SECURITIES CORPORATION
CRD#: 14667 / SEC#: , 8-31032
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BROOKS FAMILY TRUST, STANLEY BROOKS TRUSTEE | SHAREHOLDER / OWNER | |
| BROOKS, STANLEY CLIFTON | PRESIDENT AND TRUSTEE OF BROOKSTREET FAMILY TRUST | 31684 |
Disclosures
| Regulatory Event | 25 |
| Civil Event | 1 |
| Arbitration | 22 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
