Adam J. Sellens
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Adam Jay Sellens was a registered financial professional .
Adam is a previously registered financial professional and started their career in finance in 1995. Adam had worked at 10 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 21, 2017 - September 23, 2020
AEON CAPITAL INC
February 27, 2012 - January 16, 2018
ACCELERATED CAPITAL GROUP
October 29, 2010 - March 31, 2011
THE PLANNING GROUP
October 29, 2010 - June 30, 2017
ASHTON THOMAS PRIVATE WEALTH
June 3, 2010 - February 24, 2012
MERIDIAN UNITED CAPITAL, LLC
December 5, 2006 - June 2, 2010
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
November 17, 2006 - June 2, 2010
CAMBRIDGE INVESTMENT RESEARCH, INC.
June 21, 2001 - November 21, 2006
STRATEGIC ADVISERS LLC
September 1, 1999 - November 21, 2006
FIDELITY BROKERAGE SERVICES LLC
October 14, 1997 - July 10, 1998
FIDELITY BROKERAGE SERVICES LLC
August 2, 1995 - October 31, 1995
MAIDSTONE FINANCIAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AEON CAPITAL INC
CRD#: 164004 / SEC#: , 8-69080
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AEON CAPITAL MARKETS, LLC | OWNER | |
| MALLIOS, DEMETRIOS | OWNER - CCO | 3169758 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
