William P. Mcnulty
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Patrick Mcnulty, who also goes by Bill Mcnulty, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1995. William had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 13, 2012 - January 8, 2020
VESTOR CAPITAL, LLC
June 29, 2007 - October 30, 2012
VESTOR CAPITAL PARTNERS, LLC
November 21, 1995 - January 8, 2020
VESTOR CAPITAL SECURITIES, LLC
Primary Firm SEC Registration
VESTOR CAPITAL, LLC
CRD#: 165855 / SEC#: 801-77335
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 28
Date: 5/13/2002
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
VESTOR CAPITAL, LLC
CRD#: 165855 / SEC#: 801-77335
Contact information
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,472 |
| AUM (Assets Under Management) | $ 2,081,002,554 |
Red Flags
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