Mathew Christopher Lepak
Professional Summary
Mathew Christopher Lepak, who also goes by Mathew Christopher Lepak, is a registered financial advisor currently at FLAHARTY ASSET MANAGEMENT, LLC located in Punta Gorda, Florida and MODERN WEALTH MANAGEMENT, LLC located in Punta Gorda, Florida. Mathew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Mathew has worked at 13 firms and has passed the Series 63, Series 65, Series 66, Series 7TO,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Mathew Christopher Lepak
Similar Advisors
WELLS FARGO CLEARING SERVICES, LLC
RBC CAPITAL MARKETS, LLC
NYLIFE SECURITIES LLC
JANNEY MONTGOMERY SCOTT LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
WELLS FARGO CLEARING SERVICES, LLC
RBC CAPITAL MARKETS, LLC
NYLIFE SECURITIES LLC
JANNEY MONTGOMERY SCOTT LLC
Contact Information
Direct
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
Similar Advisors
WELLS FARGO CLEARING SERVICES, LLC
RBC CAPITAL MARKETS, LLC
NYLIFE SECURITIES LLC
JANNEY MONTGOMERY SCOTT LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
WELLS FARGO CLEARING SERVICES, LLC
RBC CAPITAL MARKETS, LLC
NYLIFE SECURITIES LLC
JANNEY MONTGOMERY SCOTT LLC
Years of Experience
31 years in the financial services industry
Current & Past Employments
Current
Past
Similar Advisors
WELLS FARGO CLEARING SERVICES, LLC
RBC CAPITAL MARKETS, LLC
NYLIFE SECURITIES LLC
JANNEY MONTGOMERY SCOTT LLC
Current Firm
MODERN WEALTH MANAGEMENT OF ARIZONA | PUBLIC SAFETY FINANCIAL | PETSO FINANCIAL, A DIVISION OF MODERN WEALTH MANAGEMENT, LLC | MODERN WEALTH MANAGEMENT, LLC
Contact Information
Main Address
1712 Main Street Suite 400, Kansas City, MO 64108Phone Number
(913) 393-1000# of Employees
253SEC notice filing (53 States and Territories)
Registered to provide investment advisory services in 53 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
30,617AUM (Assets Under Management)
$10,904,051,242Similar Advisors
WELLS FARGO CLEARING SERVICES, LLC
RBC CAPITAL MARKETS, LLC
NYLIFE SECURITIES LLC
JANNEY MONTGOMERY SCOTT LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
WELLS FARGO CLEARING SERVICES, LLC
RBC CAPITAL MARKETS, LLC
NYLIFE SECURITIES LLC
JANNEY MONTGOMERY SCOTT LLC
Primary Firm SEC Registration
MODERN WEALTH MANAGEMENT OF ARIZONA | PUBLIC SAFETY FINANCIAL | PETSO FINANCIAL, A DIVISION OF MODERN WEALTH MANAGEMENT, LLC | MODERN WEALTH MANAGEMENT, LLC
State Registrations and Notice Filings
(12/14/2020)
(6/12/2026)
(12/1/2025)
(12/1/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Apr 1998SRO Registrations
Similar Advisors
WELLS FARGO CLEARING SERVICES, LLC
RBC CAPITAL MARKETS, LLC
NYLIFE SECURITIES LLC
JANNEY MONTGOMERY SCOTT LLC
CRS (Client Relationship Summary) - RIA
Click below to view Mathew Christopher Lepak's CRS (Customer Relationship Summary).
Similar Advisors
WELLS FARGO CLEARING SERVICES, LLC
RBC CAPITAL MARKETS, LLC
NYLIFE SECURITIES LLC
JANNEY MONTGOMERY SCOTT LLC
