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ML

Mathew C. Lepak

FLAHARTY ASSET MANAGEMENT
Punta Gorda, FL 33950
CRD#: 2606121
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ML
Mathew Christopher LepakFLAHARTY ASSET MANAGEMENT

Professional summary

Mathew Christopher Lepak, who also goes by Mathew Christopher Lepak, is a registered financial advisor currently at FLAHARTY ASSET MANAGEMENT, LLC located in Punta Gorda, Florida and MODERN WEALTH MANAGEMENT, LLC located in Punta Gorda, Florida.

Mathew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Mathew has worked at 13 firms and has passed the Series 63, Series 65, Series 66, Series 7TO, SIE, Series 7, Series 24 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Mathew Christopher Lepak

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mathew Christopher Lepak's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 14, 2020 - Present

FLAHARTY ASSET MANAGEMENT, LLC

Office #1: 122 Nesbit Street Suite 112, Punta Gorda, FL 33950
RIA
CRD#: 168495
Punta Gorda, FL
Current

June 4, 2026 - Present

MODERN WEALTH MANAGEMENT, LLC

Office #1: 122 Nesbit Street Suite 112, Punta Gorda, FL 33950
RIA
CRD#: 324624
PUNTA GORDA, FL
Current

June 12, 2026 - Present

MUTUAL SECURITIES, INC.

Office #1: 122 Nesbit Street Ste. 112, Punta Gorda, FL 33950
BD
CRD#: 13092
Punta Gorda, FL
Past

August 20, 2020 - December 11, 2020

PRIVATE ADVISOR GROUP, LLC

RIA
CRD#: 155216
Punta Gorda, FL
Past

August 3, 2020 - June 3, 2026

LPL FINANCIAL LLC

BD
CRD#: 6413
PUNTA GORDA, FL
Past

February 23, 2017 - August 27, 2020

MY FRIEND IN FINANCE, LLC

RIA
CRD#: 286181
NOKOMIS, FL
Past

April 5, 2016 - December 14, 2016

CI DOYLE PRIVATE WEALTH, LLC

RIA
CRD#: 134503
ST. PETERSBURG, FL
Past

November 2, 2012 - February 28, 2014

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
PUNTA GORDA, FL
Past

September 28, 2012 - February 28, 2014

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
PUNTA GORDA, FL
Past

February 29, 2012 - April 19, 2012

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SARASOTA, FL
Past

March 15, 2007 - July 17, 2008

T. ROWE PRICE ADVISORY SERVICES, INC.

RIA
CRD#: 108958
BOCA RATON, FL
Past

March 15, 2007 - July 17, 2008

T. ROWE PRICE INVESTMENT SERVICES, INC.

BD
CRD#: 8348
BOCA RATON, FL
Past

June 27, 2003 - February 1, 2006

TD AMERITRADE, INC.

RIA
CRD#: 7870
VERO BEACH, FL
Past

September 18, 1995 - February 1, 2006

TD AMERITRADE, INC.

BD
CRD#: 7870
VERO BEACH, FL
Past

August 16, 1995 - August 17, 1995

GRUNTAL & CO., L.L.C.

BD
CRD#: 372
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MODERN WEALTH MANAGEMENT, LLC
MODERN WEALTH MANAGEMENT OF ARIZONA | PUBLIC SAFETY FINANCIAL | PETSO FINANCIAL, A DIVISION OF MODERN WEALTH MANAGEMENT, LLC | MODERN WEALTH MANAGEMENT, LLC

CRD#: 324624 / SEC#: 801-127231

RIA
Registered Investment Advisory firm - (5/2/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
Florida
(12/14/2020)
RR
Florida
(6/12/2026)
IAR
New Hampshire
(12/1/2025)
IAR
Texas
(12/1/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 8/10/2020
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 3/21/2016
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 10/12/2012
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/3/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/27/2020
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/28/1995
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/26/2007
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 8
Date: 4/6/1998
General Securities Sales Supervisor Examination (Options Module & General Module)
SRO Registrations
RR
FINRA

Current Firm

MW
MODERN WEALTH MANAGEMENT, LLC
MODERN WEALTH MANAGEMENT OF ARIZONA | PUBLIC SAFETY FINANCIAL | PETSO FINANCIAL, A DIVISION OF MODERN WEALTH MANAGEMENT, LLC | MODERN WEALTH MANAGEMENT, LLC

CRD#: 324624 / SEC#: 801-127231

RIA
Registered Investment Advisory firm - (5/2/2023 Approved)
Loading...

Contact information

Main Address
1712 Main Street Suite 400, Kansas City, MO 64108
Mailing Address
Phone number
(913) 393-1000
Established
Firm type
Fiscal year end
# of Employees
253

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MODERN WEALTH MANAGEMENT WRAP FEE BROCHURE (3/20/2026)
MARCH 2026 ADV 2A (3/20/2026)

Regulatory assets under management

Total Number of Accounts30,617
AUM (Assets Under Management)$ 10,904,051,242

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MODERN WEALTH MANAGEMENT, LLC

CRD#: 324624Punta Gorda, FL 33950

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