AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
JB

John R. Borawski

Some features on this profile are disabled
CRD#: 26061
JB

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Richard Borawski was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1969. John had worked at 10 firms and has passed the Series 6, Series 1 and Series 00 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

October 12, 2010 - February 24, 2012

MVP AMERICAN SECURITIES

BD
CRD#: 118286
PALM BEACH GARDENS, FL
Past

October 6, 2009 - October 29, 2010

LPL FINANCIAL LLC

BD
CRD#: 6413
PALM BEACH GARDENS, FL
Past

July 15, 2009 - October 7, 2009

MUTUAL SERVICE CORPORATION

BD
CRD#: 4806
PALM BEACH GARDENS, FL
Past

August 9, 2002 - June 23, 2008

MUTUAL TRUST COMPANY OF AMERICA SECURITIES

BD
CRD#: 8494
PALM BEACH GARDENS, FL
Past

August 2, 2002 - August 9, 2002

KESTRA INVESTMENT SERVICES, LLC

BD
CRD#: 42046
AUSTIN, TX
Past

April 3, 2001 - March 22, 2002

KESTRA INVESTMENT SERVICES, LLC

BD
CRD#: 42046
AUSTIN, TX
Past

September 29, 1997 - March 29, 2001

OSAIC FS, INC.

BD
CRD#: 3870
FORT WAYNE, IN
Past

June 12, 1978 - January 26, 1984

CAPITAL CONCEPTS INVESTMENT CORP.

BD
CRD#: 7115
Past

February 1, 1974 - November 14, 1977

CINCINNATI ANALYSTS, INC.

BD
CRD#: 5478
Past

January 1, 1974 - February 1, 1974

FML FUNDS DISTRIBUTION COMPANY

BD
CRD#: 1777
Past

April 28, 1970 - January 18, 1973

FIRST FINANCIAL RESOUCES

BD
CRD#: 1000003
Past

March 12, 1969 - January 15, 1972

FML FUNDS DISTRIBUTION COMPANY

BD
CRD#: 1777

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 6
Date: 9/16/1997
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
Series 1
Date: 3/6/1969
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 00
Date: 2/11/1974
General Securities Principal Examination

Current Firm

MA
MVP AMERICAN SECURITIES
ASHTON GARNETT SECURITIES, LLC | VALUED FINANCIAL | UNITED NORTHWEST SECURITIES | MVP AMERICAN SECURITIES, LLC | MVP AMERICAN SECURITIES | DAE ENTERPRISES, LTD. | DAE ENTERPRISES, LTD

CRD#: 118286 / SEC#: , 8-53649

BD
Terminated by SEC on 04/16/2018
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Mailing Address
Phone number
Established
Nevada since 02/19/2014
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
MS MVP HOLDINGSMANAGING MEMBER
HADDOW, SHANNON MAUREENCHIEF COMPLIANCE OFFICER4186633
HARMAN, MICHAEL DENISFIN-OP4200831

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MVP AMERICAN SECURITIES

CRD#: 118286

TRUST BUT VERIFY

Monitor John Borawski

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics