Donald A. Wilson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald A Wilson JR., who also goes by Donald A Wilson Jr, Donald A Wilson, Donald Allison Wilson Jr, Donald Allison Wilson, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1995. Donald had worked at 11 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7, Series 10, Series 9 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 28, 2018 - January 11, 2021
TD AMERITRADE, INC.
February 26, 2018 - December 31, 2020
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
February 26, 2018 - January 11, 2021
TD AMERITRADE, INC.
April 6, 2017 - February 26, 2018
SCOTTRADE INVESTMENT MANAGEMENT
September 28, 2012 - February 26, 2018
SCOTTRADE, INC.
November 9, 2010 - September 10, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 9, 2010 - September 10, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 22, 2008 - October 25, 2010
STRATEGIC ADVISERS LLC
February 6, 2008 - October 22, 2010
FIDELITY BROKERAGE SERVICES LLC
June 21, 2007 - December 11, 2007
WELLS FARGO CLEARING SERVICES, LLC
February 14, 2005 - September 11, 2006
CHARLES SCHWAB & CO., INC.
January 4, 1996 - July 15, 2004
CHARLES SCHWAB & CO., INC.
August 2, 1995 - November 6, 1995
FAIRCHILD FINANCIAL GROUP, INC.
April 20, 1995 - June 29, 1995
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 3/21/2024
General Securities Representative ExaminationSeries 8
Date: 3/3/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
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