Arthur A. Athanas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Arthur Achilles Athanas was a registered financial professional .
Arthur is a previously registered financial professional and started their career in finance in 1995. Arthur had worked at 6 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 18, 2013 - August 8, 2014
VALMARK SECURITIES, INC.
March 1, 2006 - December 12, 2007
COMMONWEALTH FINANCIAL NETWORK
February 25, 2005 - March 18, 2005
METROPOLITAN LIFE INSURANCE COMPANY
February 25, 2005 - March 18, 2005
MSI FINANCIAL SERVICES, INC.
October 6, 2002 - February 9, 2006
NYLIFE SECURITIES LLC
April 18, 1995 - August 28, 1999
VOYA FINANCIAL PARTNERS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VALMARK SECURITIES, INC.
CRD#: 31243 / SEC#: , 8-45463
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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