Perry T. Sikes

INVESTOR RESOURCES

BOTHELL, WA

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CRD#: 2605931

Professional summary

Perry Thomas Sikes JR, CFP®, who also goes by Perry Thomas Sikes, Perry Thomas Sikes Jr, is a registered financial advisor currently at INVESTOR RESOURCES INC located in Bothell, Washington.

Perry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Perry has worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Perry Thomas Sikes | Perry Thomas Sikes Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Perry Thomas Sikes JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1995

Experience

Current

March 1, 2007 - Present

INVESTOR RESOURCES INC

Office #2: 22722 29th Drive Se Suite 100, Bothell, WA 98021

RIA

CRD#: 110766

BOTHELL, WA

Past

August 1, 1995 - December 31, 1997

CADARET, GRANT & CO., INC.

CRD#: 10641

SYRACUSE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(5/15/2012)

IAR

Washington
(3/1/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/10/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/29/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 7/28/1995

Investment Company Products/Variable Contracts Representative Examination

Current Firm

INVESTOR RESOURCES INC

CRD#: 110766 / SEC#: 801-38059

RIA

Registered Investment Advisory firm - (7/2/2012 Terminated)

Arizona

Registered Investment Advisory firm - (5/15/2012 Approved)

Texas

Registered Investment Advisory firm - (10/17/2012 Conditional Restricted)

Washington

Registered Investment Advisory firm - (6/29/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

22722 29th Drive Se Suite 100, Bothell, WA 98021

Mailing Address

Phone number

(360) 895-9119

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	215
AUM (Assets Under Management)	$ 49,774,889

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Perry T. Sikes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Perry Thomas Sikes JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVESTOR RESOURCES INC

CADARET, GRANT & CO., INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/10/1995

Series 63

Date: 6/29/1995

Series 6

Date: 7/28/1995

Current Firm

INVESTOR RESOURCES INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

INVESTOR RESOURCES INC

TRUST BUT VERIFY

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