MM
Malcolm S. Mckay
J. W. COLE ADVISORS
LAKEWOOD RANCH, FL 34202
Some features on this profile are disabled
CRD#: 2605922
MM
Professional summary
Malcolm Scott Mckay is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Lakewood Ranch, Florida and J.W. COLE FINANCIAL, INC. located in Lakewood Ranch, Florida.
Malcolm is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Malcolm has worked at 5 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)FIXED INSURANCE SALES. (2)MUSICIAN. (3)KINGDOM WEALTH ADVISORY, DBA FOR SECURITIES AND ADVISORY BUSINESS. (4)KINGDOM BUSINESS ALLIANCE, NON INVESTMENT RELATED, 15512 LEMON FISH DRIVE, LAKEWOOD RANCH, FL 34202, VICE PRESIDENT, 02/19/2021, O HOURS PER MONTH DURING TRADING HOURS. (5) MELALEUCA, NON INVESTMENT RELATED 15512 LEMON FISH DRIVE, LAKEWOOD RANCH, FL 34202, MARKETING EXECUTIVE, 01/06/2020, 0 HOURS PER MONTH DURING TRADING HOURS. (6) THE KATHLEEN BALCIULIS REVOCABLE LIVING TRUST AND THE JANICE L. MCKAY REVOCABLE LIVING TRUST, INVESTMENT RELATED, SUCCESSOR TRUSTEE, 15512 LEMON FISH DRIVE, LAKEWOOD RANCH, FL 34202, 10/17/2022, O HOURS PER MONTH DURING TRADING HOURS. (7) KLEIN ROOFING, LLC, NON INVESTMENT RELATED, 15512 LEMON FISH DRIVE, LAKEWOOD RANCH, FL 34202, SALES ASSOCIATE, 10/22/2022, 4 HOURS PER MONTH DURING TRADING HOURS. (8) Kingdom Family Enterprises, LLC; Truck Leasing Business; Not investment related; 16310 Paynes Mill Drive, Lakewood Ranch, FL; Member; I will be in a passive role and act as the lessee of commercial trucks. The maintenance, licensing, dispatch and all related duties are to be handled by a lessor of the trucks; Start 9/13/24; 0 hours/month.
CRS (Client Relationship Summary) - RIA
Click below to view Malcolm Scott Mckay's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 17, 2010 - Present
J. W. COLE ADVISORS, INC.
Office #1: 9040 Town Center Parkway, Lakewood Ranch, FL 34202Office #2: 8470 Enterprise Circle Suite 300-d, Lakewood Ranch, FL 34202RIA
CRD#: 112294
LAKEWOOD RANCH, FL
Current
August 30, 2010 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 8470 Enterprise Circle Suite 300-d, Lakewood Ranch, FL 34202BD
CRD#: 124583
Lakewood Ranch, FL
Past
April 21, 2009 - September 1, 2010
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
ST. PETERSBURG, FL
Past
April 13, 2005 - October 10, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
ST. PETERSBURG, FL
Past
February 28, 2005 - September 1, 2010
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ST. PETERSBURG, FL
Past
March 10, 2004 - March 8, 2005
WADDELL & REED
RIA
CRD#: 866
ST PETERSBURG, FL
Past
May 19, 1995 - March 8, 2005
WADDELL & REED
BD
CRD#: 866
OVERLAND PARK, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(8/30/2010)
IAR
Florida(9/17/2010)
RR
Georgia(3/24/2011)
RR
Virginia(1/3/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
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