TB
Todd C. Bauman
BAUMAN WEALTH ADVISORS
Las Vegas, NV 89129
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CRD#: 2605865
TB
Professional summary
Todd Charles Bauman is a registered financial advisor currently at BAUMAN WEALTH ADVISORS located in Las Vegas, Nevada.
Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Todd has worked at 10 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. APA, LLC dba Asset Protection of America; NON-INVESTMENT RELATED; Manager; 09/2016 ; Manager; LAS VEGAS, NV; 15 HOURS PER MONTH, Approximate hours during trading spent on the other business 4 HOURS. 2. Anchor Mortgage; NON-INVESTMENT RELATED Loan Originator; 12/2020;5765 S. RAINBOW BLVD STE 109 LAS VEGAS NV 89118; Approximate hours a month spent on the other business 12 HOURS; Approximate hours during trading spent on the other business 4 HOURS; Briefly describe your duties relating to the other business. PROCURRING LEADS FOR THE FIRM 3. Bauman Financial Group; INVESTMENT RELATED; Officer/Insurance Agent; 11/2008; LAS VEGAS, NV; INSURANCE SERVICES; OFFICER/INSURANCE AGENT; 11/2008; Approximate hours a month spent on the other business 80+ HOURS; Approximate hours during trading spent on the other business 80+ HOURS. 4. Bauman Tax Solutions, LLC; Not investment related; Managing Member; 10/2025; Las Vegas, NV; Tax Services; Approximate hours a month spent on the other business 10+ HOURS; Approximate hours during trading spent on the other business 10+ HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Todd Charles Bauman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 19, 2010 - Present
BAUMAN WEALTH ADVISORS
Office #1: 10501 W Gowan Rd Suite #100, Las Vegas, NV 89129RIA
CRD#: 153061
Las Vegas, NV
Past
May 28, 2009 - August 23, 2011
APPLIED INVESTMENT TECHNOLOGY, INC
RIA
CRD#: 120427
LAS VEGAS, NV
Past
January 4, 2006 - December 31, 2006
BAUMAN, TODD
RIA
CRD#: 134678
LAS VEGAS, NV
Past
February 28, 2005 - April 16, 2007
NEVWEST SECURITIES CORPORATION
BD
CRD#: 46464
HENDERSON, NV
Past
May 11, 2004 - March 7, 2005
SYNERGY INVESTMENT GROUP, LLC
RIA
CRD#: 46035
LAS VEGAS, NV
Past
January 29, 2004 - March 7, 2005
SYNERGY INVESTMENT GROUP, LLC
BD
CRD#: 46035
CHARLOTTE, NC
Past
August 1, 2003 - September 24, 2003
CAMDEN SECURITIES, INC.
BD
CRD#: 18305
LOS ANGELES, CA
Past
June 28, 2001 - September 20, 2001
NEVWEST SECURITIES CORPORATION
BD
CRD#: 46464
LAS VEGAS, NV
Past
January 26, 1999 - June 8, 2000
SECURITIES AMERICA, INC.
BD
CRD#: 10205
LAVISTA, NE
Past
July 29, 1997 - January 11, 1999
BOLTON GLOBAL CAPITAL
BD
CRD#: 15650
BOLTON, MA
Past
August 1, 1996 - July 22, 1997
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Past
June 23, 1995 - August 14, 1996
RFCA FINANCIAL SERVICES, INC.
BD
CRD#: 16562
TORRANCE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BAUMAN WEALTH ADVISORS
BAUMAN ADVISORY GROUP, LLC | BAUMAN WEALTH ADVISORS
CRD#: 153061 / SEC#: 801-131480
RIA
Registered Investment Advisory firm - (11/18/2024 Approved)California
Registered Investment Advisory firm - (12/22/2024 Terminated)Nevada
Registered Investment Advisory firm - (11/22/2024 Terminated)Oklahoma
Registered Investment Advisory firm - (2/5/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Nevada(3/19/2010)
IAR
Texas(9/18/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
BW
BAUMAN WEALTH ADVISORS
BAUMAN ADVISORY GROUP, LLC | BAUMAN WEALTH ADVISORS
CRD#: 153061 / SEC#: 801-131480
RIA
Registered Investment Advisory firm - (11/18/2024 Approved)California
Registered Investment Advisory firm - (12/22/2024 Terminated)Nevada
Registered Investment Advisory firm - (11/22/2024 Terminated)Oklahoma
Registered Investment Advisory firm - (2/5/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10501 W Gowan Rd Suite #100, Las Vegas, NV 89129
Mailing Address
Phone number
(702) 897-9997
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 720 |
| AUM (Assets Under Management) | $ 118,331,201 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
