Christopher S. Streling
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Scott Streling was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1995. Christopher had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 4, 2008 - September 25, 2015
MISSIONSQUARE RETIREMENT
July 12, 2006 - September 25, 2015
MISSIONSQUARE INVESTMENT SERVICES
January 31, 2006 - May 8, 2006
PFS INVESTMENTS INC.
July 8, 2004 - November 28, 2005
SIGMA FINANCIAL CORPORATION
September 11, 2003 - April 28, 2004
BANC ONE SECURITIES CORPORATION
June 25, 1999 - May 21, 2003
VOYA FINANCIAL PARTNERS, LLC
August 24, 1995 - June 25, 1997
OSAIC FA, INC.
August 23, 1995 - June 25, 1997
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
Primary Firm SEC Registration
MISSIONSQUARE RETIREMENT
CRD#: 108783 / SEC#: 801-18273
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MISSIONSQUARE RETIREMENT
CRD#: 108783 / SEC#: 801-18273
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 58,580 |
| AUM (Assets Under Management) | $ 5,959,398,729 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
