Misty A. Zuhlke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Misty Ann Zuhlke, who also goes by Misty A Hoelzel, Misty Ann Hoelzel, Misty Ann Johnson, Misty Ann Thomack, was a registered financial professional .
Misty is a previously registered financial professional and started their career in finance in 1995. Misty had worked at 5 firms and has passed the Series 65, Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series 6, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 16, 2015 - March 29, 2016
CURIAN CAPITAL, LLC
April 16, 2015 - November 28, 2023
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
October 18, 2000 - March 31, 2014
INVESTMENT CENTERS OF AMERICA, INC.
January 20, 1997 - April 29, 2015
SII INVESTMENTS, INC.
August 28, 1996 - April 29, 2015
SII INVESTMENTS, INC.
June 13, 1995 - August 28, 1996
HARBOUR INVESTMENTS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
CURIAN CAPITAL, LLC
CRD#: 120270 / SEC#: 801-61122
Contact information
Red Flags
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