Steven W. Wanek
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven William Wanek was a registered financial advisor .
Steven is a previously registered financial advisor and started their career in finance in 1995. Steven had worked at 13 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 28, 2012 - October 21, 2014
BLACKBOOK CAPITAL, LLC
July 26, 2011 - August 20, 2012
EKN FINANCIAL SERVICES INC.
April 18, 2011 - July 13, 2011
BLACKBOOK CAPITAL, LLC
August 13, 2009 - May 12, 2011
ROCKWELL GLOBAL CAPITAL LLC
March 18, 2009 - August 20, 2009
AURA FINANCIAL SERVICES, INC.
January 30, 2009 - August 24, 2009
FRIEDMAN SCHNAIER ASSET MANAGEMENT, LLC
January 24, 2008 - March 16, 2009
PRESTIGE FINANCIAL CENTER, INC.
May 2, 2006 - February 1, 2008
GUNNALLEN FINANCIAL, INC
September 1, 2005 - February 1, 2008
GUNNALLEN FINANCIAL, INC
April 27, 2004 - April 20, 2005
S.W. BACH & COMPANY
January 26, 2001 - April 27, 2004
HARRISON SECURITIES, INC.
November 11, 1998 - January 18, 2001
MORGAN, TAYLOR & ASSOCIATES, INC.
May 21, 1997 - October 22, 1998
NATIONAL SECURITIES CORPORATION
February 20, 1997 - April 2, 1997
TIMECAPITAL SECURITIES CORPORATION
June 20, 1995 - July 17, 1996
FIRST UNITED EQUITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BLACKBOOK CAPITAL, LLC
CRD#: 123234 / SEC#: , 8-65577
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OGELE, FRANKLIN IHENDU | CEO, PRESIDENT, FINOP, CCO | 2197820 |
| APEX HOMES, INC | MEMBER |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
| Judgment/Lien | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
