Dirk A. Quayle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dirk Allan Quayle was a registered financial professional .
Dirk is a previously registered financial professional and started their career in finance in 1995. Dirk had worked at 3 firms and has passed the Series 63 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 2, 2015 - December 15, 2022
NEXTCAPITAL ADVISERS
October 27, 2010 - December 31, 2010
BUSINESS LOGIC CORPORATION
June 28, 1995 - January 13, 1997
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 6/27/1995
Corporate Securities Limited Representative ExaminationCurrent Firm
NEXTCAPITAL ADVISERS
CRD#: 173996 / SEC#: 801-80705
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 53,375 |
| AUM (Assets Under Management) | $ 5,804,896,945 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
