Brian J. Smith
Professional summary
Brian James Smith, CFP®, who also goes by Brian Smith, is a registered financial advisor currently at ACROPOLIS INVESTMENT MANAGEMENT, L.L.C. located in St. Louis, Missouri.
Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Brian has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Brian James Smith's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2013
Experience
September 18, 2018 - Present
ACROPOLIS INVESTMENT MANAGEMENT, L.L.C.
Office #1: 14567 North Outer Forty Road Suite 200, St. Louis, MO 63017May 21, 2018 - August 31, 2018
VALIC FINANCIAL ADVISORS, INC.
May 21, 2018 - August 31, 2018
VALIC FINANCIAL ADVISORS, INC.
April 25, 2016 - March 8, 2018
SCOTTRADE INVESTMENT MANAGEMENT
June 10, 2014 - March 8, 2018
SCOTTRADE, INC.
May 4, 2011 - June 17, 2014
TD AMERITRADE, INC.
May 4, 2011 - June 17, 2014
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
May 4, 2011 - June 17, 2014
TD AMERITRADE, INC.
July 15, 2009 - April 20, 2011
SCOTTRADE, INC.
September 10, 2002 - July 7, 2009
CHARLES SCHWAB & CO., INC.
September 9, 2002 - July 7, 2009
CHARLES SCHWAB & CO., INC.
May 31, 2001 - August 22, 2002
A. G. EDWARDS & SONS, INC.
March 28, 1996 - May 29, 2001
TD AMERITRADE, INC.
May 23, 1995 - January 3, 1996
PRUDENTIAL EQUITY GROUP, LLC
Primary Firm SEC Registration
ACROPOLIS INVESTMENT MANAGEMENT, L.L.C.
CRD#: 121307 / SEC#: 801-61444
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/18/2018)
Exams
Series 8
Date: 6/23/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
ACROPOLIS INVESTMENT MANAGEMENT, L.L.C.
CRD#: 121307 / SEC#: 801-61444
Contact information
SEC notice filing (24 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,767 |
| AUM (Assets Under Management) | $ 2,196,677,599 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/02/2025 | ||
| 02/27/2025 | ||
| 08/22/2023 | ||
| 12/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
ACROPOLIS INVESTMENT MANAGEMENT, L.L.C.
CRD#: 121307St. Louis, MO 63017TRUST BUT VERIFY
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