Harvey K. Cohen

Some features on this profile are disabled

CRD#: 2605523

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Harvey Kerman Cohen, who also goes by Harvey K Cohen, was a registered financial professional .

Harvey is a previously registered financial professional and started their career in finance in 1996. Harvey had worked at 7 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Harvey K Cohen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 21, 2020 - September 23, 2021

GREYCLIFF WEALTH MANAGEMENT, LLC

RIA

CRD#: 307645

Wellington, FL

Past

May 8, 2020 - November 2, 2020

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Wellington, FL

Past

May 21, 2014 - May 19, 2020

BCG SECURITIES, INC.

RIA

CRD#: 70

New York, NY

Past

April 28, 2014 - May 19, 2020

BCG SECURITIES, INC.

CRD#: 70

New York, NY

Past

June 11, 2012 - October 23, 2013

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

NEW YORK, NY

Past

April 27, 2007 - August 25, 2010

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

NEW YORK, NY

Past

April 18, 2007 - August 25, 2010

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Past

July 30, 1998 - April 27, 2007

PRINCETON EQUITY ADVISORS, LLP

RIA

CRD#: 122512

HUNTINGDON VALLEY, PA

Past

August 27, 1996 - October 21, 1998

PRINCETON EQUITY SECURITIES, INC.

CRD#: 15374

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GREYCLIFF WEALTH MANAGEMENT, LLC

GC WEALTH MANAGEMENT | GREYCLIFF WEALTH MANAGEMENT, LLC

CRD#: 307645 / SEC#: 801-118270

RIA

Registered Investment Advisory firm - (3/20/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/21/2007

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 2/18/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/2/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/29/2007

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/26/1996

General Securities Principal Examination

Current Firm

GREYCLIFF WEALTH MANAGEMENT, LLC

GC WEALTH MANAGEMENT | GREYCLIFF WEALTH MANAGEMENT, LLC

CRD#: 307645 / SEC#: 801-118270

RIA

Registered Investment Advisory firm - (3/20/2020 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1185 6th Ave, Floor 3, New York, NY 10036

Mailing Address

Phone number

(201) 738-2818

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 GREYCLIFF FORM ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	207
AUM (Assets Under Management)	$ 96,760,924

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Harvey K. Cohen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

BCG SECURITIES, INC.

BCG SECURITIES, INC.

MSI FINANCIAL SERVICES, INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

PRINCETON EQUITY ADVISORS, LLP

PRINCETON EQUITY SECURITIES, INC.

Primary Firm SEC Registration

GREYCLIFF WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/21/2007

Series 65

Date: 2/18/1998

Series 63

Date: 10/2/1996

SIE

Date: 10/1/2018

Series 7

Date: 3/29/2007

Series 24

Date: 11/26/1996

Current Firm

GREYCLIFF WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GREYCLIFF WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors