Eric C. Lombardi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric C Lombardi, who also goes by Eric C. Lombardi, Eric Lombardi, was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 1999. Eric had worked at 3 firms and has passed the Series 7A and Series 25 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 5, 2009 - August 28, 2012
MARQUIS HOLDINGS, INC.
September 25, 2007 - May 6, 2009
BAY CREST PARTNERS, LLC
June 3, 1999 - September 27, 2007
LOMBARDI & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7A
Date: 2/25/2003
Floor Broker Representative ExamSeries 25
Date: 4/14/1999
NYSE Trading Assistant ExaminationCurrent Firm
MARQUIS HOLDINGS, INC.
CRD#: 123621 / SEC#: , 8-65598
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HOLDEN, STEPHEN DELLOLIO | CEO/PRES/DIR/COO/CCO | 1177591 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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