Andres G. Coles
Professional summary
Andres Guillermo Coles, who also goes by Andres Coles, is a registered financial advisor currently at SVB WEALTH located in New York, New York.
Andres is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Andres has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Andres Guillermo Coles's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 3, 2020 - Present
SVB WEALTH
Office #1: 11 West 42nd Street 13th Floor, New York, NY 10036August 31, 2012 - December 31, 2020
DAVOS FINANCIAL ADVISORS, LLC
February 5, 2008 - September 30, 2008
RABO SECURITIES USA, INC.
Primary Firm SEC Registration
SVB WEALTH
CRD#: 172832 / SEC#: 801-80480
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/22/2024)
(2/3/2020)
(7/3/2024)
(8/6/2021)
Exams
Current Firm
SVB WEALTH
CRD#: 172832 / SEC#: 801-80480
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,739 |
| AUM (Assets Under Management) | $ 4,983,411,995 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/21/2025 | ||
| 09/20/2024 | ||
| 10/31/2022 |
Red Flags
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