PW
Patrick J. Welsh
SPC
CLEARWATER, FL 33756
Some features on this profile are disabled
CRD#: 2605350
PW
Professional summary
Patrick James Welsh JR, AIF®, who also goes by Patrick James Welsh, is a registered financial advisor currently at SPC located in Clearwater, Florida and SIGMA FINANCIAL CORPORATION located in Clearwater, Florida.
Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Patrick has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Patrick James Welsh
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SELLS LIFE INSURANCE WITH VARIOUS COMPANIES. PRESIDENT, P.J. WELSH JR. & ASSOCIATES, INC. (D/B/A)SINCE 9/1/99.
SELLS FIXED INDEXED ANNUITIES.
CRS (Client Relationship Summary) - RIA
Click below to view Patrick James Welsh JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 20, 2012 - Present
SPC
Office #1: 1465 South Fort Harrison Ave #107, Clearwater, FL 33756RIA
CRD#: 110692
CLEARWATER, FL
Current
May 22, 2003 - Present
SIGMA FINANCIAL CORPORATION
Office #1: 1465 South Fort Harrison Ave. Suite 107, Clearwater, FL 33756BD
CRD#: 14303
Clearwater, FL
Past
July 30, 2002 - May 29, 2003
FFP SECURITIES, INC.
BD
CRD#: 16337
CHESTERFIELD, MO
Past
October 23, 2000 - July 26, 2002
SIGMA FINANCIAL CORPORATION
BD
CRD#: 14303
ANN ARBOR, MI
Past
November 3, 1999 - October 26, 2000
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
PHILADELPHIA, PA
Past
June 1, 1995 - September 28, 1999
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/7/2017)
RR
Arizona(5/18/2020)
RR
Arkansas(7/11/2018)
RR
California(3/20/2012)
RR
Connecticut(5/19/2011)
RR
Delaware(6/30/2016)
RR
Florida(5/22/2003)
IAR
Florida(1/20/2012)
RR
Georgia(6/30/2011)
RR
Illinois(5/30/2014)
RR
Indiana(4/28/2011)
RR
Maine(8/28/2015)
RR
Maryland(9/5/2013)
RR
Massachusetts(5/17/2011)
RR
Michigan(5/3/2012)
RR
Minnesota(5/6/2022)
RR
Missouri(7/15/2014)
RR
Nevada(8/27/2014)
RR
New Jersey(5/14/2014)
RR
New Mexico(7/17/2013)
RR
New York(5/16/2013)
RR
North Carolina(6/10/2011)
RR
Ohio(4/8/2011)
RR
Pennsylvania(6/30/2011)
RR
South Carolina(1/6/2012)
RR
Tennessee(7/2/2020)
RR
Texas(1/18/2012)
IAR
Texas(8/17/2021)
RR
Virginia(6/21/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
300 Parkland Plaza, Ann Arbor, MI 48103
Mailing Address
Phone number
(734) 663-1611
Established
Firm type
Fiscal year end
# of Employees
462
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,544 |
| AUM (Assets Under Management) | $ 5,655,661,675 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SPC
CRD#: 110692Clearwater, FL 33756TRUST BUT VERIFY
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