Thomas M. Rowan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Michael Rowan, CFA, who also goes by Thomas M Rowan, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 2002. Thomas had worked at 2 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 27, 2005 - October 30, 2012
VESTOR CAPITAL PARTNERS, LLC
May 19, 2003 - September 27, 2005
VESTOR CAPITAL SECURITIES, LLC
August 23, 2002 - January 31, 2013
VESTOR CAPITAL SECURITIES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
VESTOR CAPITAL PARTNERS, LLC
CRD#: 136859 / SEC#: 801-27505
Contact information
Red Flags
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