Christopher J. Sexton

AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP

Geneva, IL

Some features on this profile are disabled

CRD#: 2605148

Professional summary

Christopher J Sexton, who also goes by Chris Sexton, Christopher John Sexton, Christopher Sexton, is a registered financial advisor currently at AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC. located in Geneva, Illinois and AMERICAN CENTURY INVESTMENT SERVICES INC. located in Geneva, Illinois.

Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Christopher has worked at 12 firms and has passed the Series 66, Series 63, Series 57TO, Series 52TO, SIE, Series 3, Series 55, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chris Sexton | Christopher John Sexton | Christopher Sexton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Illinois High School Association; Not investment-related; 2715 McGraw Drive, Bloomington, IL 61704-6011; Officiating High School Sports; Official; Official; 02/01/2023; 10 hours per month; 0 hours during securities trading hours; Officiate and referee high school sports.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher J Sexton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 23, 2021 - Present

AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.

RIA

CRD#: 290043

Geneva, IL

Current

July 22, 2021 - Present

AMERICAN CENTURY INVESTMENT SERVICES INC.

CRD#: 17437

GENEVA, IL

Past

February 19, 2021 - May 26, 2021

E*TRADE SECURITIES LLC

CRD#: 29106

CHICAGO, IL

Past

April 28, 2014 - May 18, 2020

FIRST ANALYSIS SECURITIES CORPORATION

CRD#: 10446

CHICAGO, IL

Past

October 16, 2013 - May 5, 2014

CANTOR FITZGERALD & CO.

CRD#: 134

DENVER, CO

Past

July 3, 2013 - October 16, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

GREENWOOD VILLAGE, CO

Past

May 28, 2013 - October 16, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

GREENWOOD VILLAGE, CO

Past

January 14, 2004 - February 27, 2013

WEDGE SECURITIES, LLC

CRD#: 126776

GREENWOOD VILLAGE, CO

Past

January 31, 2002 - March 31, 2003

FULCRUM GLOBAL PARTNERS LLC

CRD#: 104455

NEW YORK, NY

Past

November 1, 1999 - November 15, 2001

TUCKER ANTHONY INCORPORATED

CRD#: 837

BOSTON, MA

Past

April 19, 1999 - November 1, 1999

CLEARY GULL INC.

CRD#: 45309

MILWAUKEE, WI

Past

August 3, 1998 - October 27, 1998

ABN AMRO INCORPORATED

CRD#: 15776

STAMFORD, CT

Past

January 2, 1997 - November 13, 1997

ABN AMRO INCORPORATED

CRD#: 15776

STAMFORD, CT

Past

June 19, 1996 - January 2, 1997

THE CHICAGO CORPORATION

CRD#: 1449

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.

AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP | AMERICAN CENTURY PRIVATE CLIENT GROUP, INC. | AMERICAN CENTURY PRIVATE CLIENT GROUP | AMERICAN CENTURY PERSONAL FINANCIAL SOLUTIONS, INC. | AMERICAN CENTURY PERSONAL FINANCIAL SOLUTIONS | AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.

CRD#: 290043 / SEC#: 801-111963

RIA

Registered Investment Advisory firm - (10/30/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(7/22/2021)

Alaska
(7/22/2021)

Arizona
(7/22/2021)

Arkansas
(7/22/2021)

California
(7/22/2021)

Colorado
(7/22/2021)

Connecticut
(7/22/2021)

Delaware
(7/22/2021)

District of Columbia
(7/22/2021)

Florida
(7/22/2021)

Georgia
(7/22/2021)

Hawaii
(7/22/2021)

Idaho
(7/22/2021)

Illinois
(7/22/2021)

IAR

Illinois
(7/23/2021)

Indiana
(7/22/2021)

Iowa
(7/22/2021)

Kansas
(7/22/2021)

Kentucky
(7/22/2021)

Louisiana
(7/22/2021)

Maine
(7/22/2021)

Maryland
(7/22/2021)

Massachusetts
(7/22/2021)

Michigan
(7/22/2021)

Minnesota
(7/22/2021)

Mississippi
(7/22/2021)

Missouri
(7/22/2021)

Montana
(7/22/2021)

Nebraska
(7/22/2021)

Nevada
(7/22/2021)

New Hampshire
(7/22/2021)

New Jersey
(7/22/2021)

New Mexico
(7/22/2021)

New York
(7/22/2021)

North Carolina
(7/22/2021)

North Dakota
(7/22/2021)

Ohio
(7/22/2021)

Oklahoma
(7/22/2021)

Oregon
(7/22/2021)

Pennsylvania
(7/22/2021)

Rhode Island
(7/22/2021)

South Carolina
(7/22/2021)

South Dakota
(7/22/2021)

Tennessee
(7/22/2021)

Texas
(7/22/2021)

IAR

Texas
(7/23/2021)

Utah
(7/22/2021)

Vermont
(7/22/2021)

Virginia
(7/22/2021)

Washington
(7/22/2021)

West Virginia
(7/22/2021)

Wisconsin
(7/22/2021)

Wyoming
(7/22/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/5/2013

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/27/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 11/7/2006

National Commodity Futures Examination

General Industry/Product Exam

Series 55

Date: 4/24/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 6/18/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 1/10/2022

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 5/23/2014

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.

CRD#: 290043 / SEC#: 801-111963

RIA

Registered Investment Advisory firm - (10/30/2017 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4400 Main Street, Kansas City, MO 64111-7709

Mailing Address

P.o. Box 410141, Kansas City, MO 64141-0141

Phone number

(816) 531-5575

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PRIVATE CLIENT GROUP WRAP FEE PROGRAM BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	6,044
AUM (Assets Under Management)	$ 1,987,005,678

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Christopher J. Sexton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher J Sexton's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERICAN CENTURY INVESTMENT SERVICES INC.

E*TRADE SECURITIES LLC

FIRST ANALYSIS SECURITIES CORPORATION

CANTOR FITZGERALD & CO.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WEDGE SECURITIES, LLC

FULCRUM GLOBAL PARTNERS LLC

TUCKER ANTHONY INCORPORATED

CLEARY GULL INC.

ABN AMRO INCORPORATED

ABN AMRO INCORPORATED

THE CHICAGO CORPORATION

Primary Firm SEC Registration

AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/5/2013

Series 63

Date: 10/27/2005

Series 57TO

Date: 1/2/2023

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 3

Date: 11/7/2006

Series 55

Date: 4/24/2000

Series 7

Date: 6/18/1996

Series 53

Date: 1/10/2022

Series 24

Date: 5/23/2014

FINRA

Current Firm

AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.

TRUST BUT VERIFY

Similar Advisors