Paul Trujillo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Trujillo was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 2001. Paul had worked at 9 firms and has passed the Series 63, Series 66, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 20, 2024 - September 22, 2025
KEY INVESTMENT SERVICES LLC
February 12, 2014 - May 24, 2017
J.P. MORGAN SECURITIES LLC
December 6, 2013 - January 15, 2014
LEVELX CAPITAL LLC
September 26, 2011 - December 1, 2011
CREDICORP CAPITAL LLC
September 13, 2011 - December 1, 2011
CREDICORP CAPITAL LLC
February 1, 2010 - June 8, 2011
CITIGROUP GLOBAL MARKETS INC.
January 27, 2010 - June 8, 2011
CITIGROUP GLOBAL MARKETS INC.
March 6, 2008 - December 17, 2009
AMERANT INVESTMENTS, INC.
February 28, 2007 - December 17, 2009
AMERANT INVESTMENTS, INC.
March 17, 2006 - February 27, 2007
EFG CAPITAL INTERNATIONAL
June 14, 2004 - February 13, 2006
TRUIST INVESTMENT SERVICES, INC.
June 5, 2001 - August 12, 2002
DEUTSCHE BANK SECURITIES INC.
Primary Firm SEC Registration
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 4/20/2024
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
Contact information
SEC notice filing (44 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYBANC CAPITAL MARKETS INC. | SOLE OWNER | 566 |
| CALABRESE, GIUSEPPE NMN | CO-CEO/PRESIDENT | 5013231 |
| DOUCE, MARK IVAN | CHIEF COMPLIANCE OFFICER | 2959137 |
| GULLA, MATTHEW TODD | CHIEF ADMINISTRATIVE OFFICER | 3040637 |
| HOTZ, BURTON BRUCE NICHOLAS | CHIEF RISK OFFICER | 3025138 |
| JANOFSKY, PAULA MARIE | OPERATIONS OFFICER | 2882776 |
| KOVACHICK, MARK ALLAN | CHIEF FINANCIAL OFFICER/DIRECTOR | 5390571 |
| SCHMIDT, SOLOMON LEE | CO-CEO/PRESIDENT | 4404279 |
| SKARDA, JOSEPH BRIEL | HEAD OF KEY WEALTH MANAGEMENT | 4288186 |
| THEBERGE, JONATHAN MARC | CHIEF OPERATIONS OFFICER | 7722891 |
| WEICK, PAUL ALFRED II | CHIEF LEGAL OFFICER | 2286289 |
Regulatory assets under management
| Total Number of Accounts | 27,533 |
| AUM (Assets Under Management) | $ 6,107,213,206 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
