Kevin R. Mccarthy
Professional summary
Kevin Robert Mccarthy is a registered financial professional currently at MERIDIAN EQUITY PARTNERS, INC. located in New York, New York.
Kevin is registered as a RR (Registered Representative) and started their career in finance in 1999. Kevin has worked at 4 firms and has passed the Series 63, Series 57TO, SIE, Series 19, Series 55, Series 7 and Series 25 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kevin Robert Mccarthy's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 3, 2020 - Present
MERIDIAN EQUITY PARTNERS, INC.
Office #1: C/o Accounting & Compliance International 199 Water St 9th Fl, New York, NY, 10038November 12, 2012 - February 14, 2020
WILLIAM O'NEIL SECURITIES
December 5, 2001 - November 7, 2012
TP ICAP GLOBAL MARKETS AMERICAS LLC
November 2, 1999 - December 6, 2001
PERSHING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/3/2020)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 19
Date: 10/13/2016
NYSE Floor Clerk - Equities ExaminationSeries 55
Date: 11/5/2007
Limited Representative-Equity Trader ExamSeries 25
Date: 3/13/2000
NYSE Trading Assistant ExaminationFINRA
NYSE American LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
MERIDIAN EQUITY PARTNERS, INC.
CRD#: 133849 / SEC#: , 8-66784
Contact information
FINRA licenses (8 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
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