Deborah J. Dileonardi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Deborah Jean Dileonardi, CFP®, CIMA®, who also goes by Deborah Jean Doneth, was a registered financial professional .
Deborah is a previously registered financial professional and started their career in finance in 2001. Deborah had worked at 5 firms and has passed the Series 63, Series 65, SIE, Series 3, Series 7 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1994
Experience
January 30, 2015 - May 24, 2017
BMO INVESTMENT DISTRIBUTORS, LLC
March 26, 2014 - January 30, 2015
BMO HARRIS FINANCIAL ADVISORS, INC.
January 28, 2011 - August 15, 2013
BMO FAMILY OFFICE, LLC
January 1, 2008 - September 2, 2010
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
July 15, 2004 - January 1, 2008
RUSSELL INSTITUTIONAL SERVICES INC., PART OF RUSSELL INVESTMENTS
October 5, 2001 - August 6, 2004
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BMO INVESTMENT DISTRIBUTORS, LLC
CRD#: 146711 / SEC#: , 8-67845
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BMO FINANCIAL CORP. | DIRECT PARENT CORPORATION | |
| GREGORY, MARK ANDREW | CHIEF COMPLIANCE OFFICER | 2253531 |
| JONES, BEN D | PRESIDENT, CHIEF OPERATING OFFICER, DIRECTOR | 4206990 |
| LAKE, STEPHANIE ANN | CHIEF FINANCIAL OFFICER | 5845009 |
| OLEARI, SUSAN G | DIRECTOR | 6660230 |
| PAPAGEORGAKIS, PETE | DIRECTOR | 1974178 |
| RAYNIER, MATTHEW BRENNAN | AML OFFICER | 6843589 |
| WANIE, LEE GORDON JULIAN | DIRECTOR | 2793249 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
