Israel J. Kohn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Israel Jacob Kohn, who also goes by Sruly Kohn, was a registered financial professional .
Israel is a previously registered financial professional and started their career in finance in 1995. Israel had worked at 5 firms and has passed the Series 63, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 2010 - July 8, 2013
LEGEND SECURITIES, INC.
January 11, 2010 - February 1, 2013
LEGEND TRADING, LLC
January 1, 1998 - January 6, 2010
POND EQUITIES
June 7, 1996 - February 14, 2000
KING FINANCIAL SERVICES, INC.
November 7, 1995 - November 29, 1995
KING FINANCIAL SERVICES, INC.
July 25, 1995 - November 14, 1995
DICKINSON & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LEGEND SECURITIES, INC.
CRD#: 44952 / SEC#: , 8-50886
Contact information
Documents
Disclosures
| Regulatory Event | 22 |
| Arbitration | 14 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
