Marcos E. Martinez
Professional summary
Marcos Ed Martinez was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Marcos is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Marcos had worked at 7 firms, which includes PLATINUM INVESTMENT CORP., ITRADEDIRECT.COM CORP, LH ROSS & COMPANY INC., INSTINET.COM CORPORATION, NEBRASKA HUDSON COMPANY INC., NATIONAL CLEARING CORP., MORGAN STANLEY DW INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 4, 2002 - October 15, 2002
PLATINUM INVESTMENT CORP.
October 18, 2001 - June 13, 2002
ITRADEDIRECT.COM CORP
January 31, 2001 - October 24, 2001
LH ROSS & COMPANY, INC.
July 18, 2000 - November 14, 2000
INSTINET.COM CORPORATION
September 19, 1996 - February 25, 2000
NEBRASKA HUDSON COMPANY, INC.
June 3, 1996 - August 30, 1996
NATIONAL CLEARING CORP.
April 11, 1996 - May 2, 1996
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PLATINUM INVESTMENT CORP.
CRD#: 107211 / SEC#: , 8-53034
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RDC, INC. | OWNER/SHAREHOLDER | |
| ANTONUCCI, DOMINIC | PRESIDENT/SROP/CROP | 3215807 |
Disclosures
| Regulatory Event | 6 |
| Civil Event | 1 |
Red Flags
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