Colleen A. Askew
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Colleen Ann Askew, who also goes by Colleen Askew Knopinski, was a registered financial professional .
Colleen is a previously registered financial professional and started their career in finance in 1995. Colleen had worked at 4 firms and has passed the Series 63, Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 14, 2016 - December 31, 2018
SNOWBALL WEALTH MANAGEMENT
June 30, 2006 - October 5, 2016
KNOPINSKI & FAUVER FINANCIAL ADVISORS, INC.
March 19, 2001 - May 25, 2006
LIGHTHOUSE FINANCIAL LLC
September 19, 1995 - May 30, 2006
CETERA WEALTH SERVICES, LLC
Primary Firm SEC Registration
SNOWBALL WEALTH MANAGEMENT
CRD#: 137419 / SEC#: 801-130346
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SNOWBALL WEALTH MANAGEMENT
CRD#: 137419 / SEC#: 801-130346
Contact information
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 145 |
| AUM (Assets Under Management) | $ 130,500,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
