Fayez M. Baghdadi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Fayez Michael Baghdadi, who also goes by Fayez Mike Baghdadi, Mike Baghdadi, was a registered financial professional .
Fayez is a previously registered financial professional and started their career in finance in 1995. Fayez had worked at 7 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 4, 2011 - January 2, 2013
COASTAL TRADE SECURITIES, LLC
October 16, 2008 - October 8, 2010
ECHOTRADE LLC
August 3, 2007 - July 3, 2008
TAFFERER TRADING, LLC
April 11, 2006 - February 12, 2007
ECHOTRADE LLC
April 29, 1997 - October 21, 2003
WORLDCO, L.L.C.
September 25, 1996 - April 18, 1997
LABRANCHE FINANCIAL SERVICES, LLC
January 29, 1996 - September 23, 1996
BLUESTONE CAPITAL CORP.
October 16, 1995 - November 14, 1995
DICKINSON & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/25/2008
Limited Representative-Equity Trader ExamCurrent Firm
COASTAL TRADE SECURITIES, LLC
CRD#: 148246 / SEC#: , 8-67999
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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