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Joel Frank Prackler

CRD# 2603910·Registered 1996 - 2013
Previously Registered: Being a previously registered professional could mean that Joel is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Joel Frank Prackler, who also goes by Joel F Prackler, was a registered financial advisor. Joel was a previously registered financial professional and started their career in finance 1996 - 2013. Joel had worked at 14 firms and has passed the Series 63, Series 7 and Series 62 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Joel F Prackler

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

J.P. TURNER & COMPANY, L.L.C.·CRD# 43177
BD
Tampa, FL
April 16, 2010 - March 13, 2013
J.P. TURNER & COMPANY, L.L.C.·CRD# 43177
BD
Tampa, FL
March 24, 2010 - April 1, 2010
GUNNALLEN FINANCIAL, INC·CRD# 17609
BD
Tampa, FL
April 15, 2005 - March 29, 2010
MILESTONE FINANCIAL SERVICES, INC.·CRD# 43295
BD
Bohemia, NY
April 26, 2002 - April 11, 2005
MANTIS SECURITIES, INC.·CRD# 104019
BD
Levittown, NY
January 22, 2001 - April 29, 2002
SALOMON GREY FINANCIAL CORPORATION·CRD# 43413
BD
Dallas, TX
August 18, 2000 - January 18, 2001
WOODSTOCK FINANCIAL GROUP, INC.·CRD# 38095
BD
Woodstock, GA
August 9, 2000 - August 22, 2000
THE MINNEAPOLIS COMPANY, INC.·CRD# 38859
BD
Melville, NY
May 18, 2000 - August 23, 2000
SALOMON GREY FINANCIAL CORPORATION·CRD# 43413
BD
Dallas, TX
April 20, 2000 - May 11, 2000
NORTHRIDGE CAPITAL CORPORATION·CRD# 16467
BD
Melville, NY
October 22, 1999 - May 8, 2000
CANTELLA & CO., INC.·CRD# 13905
BD
Malden, MA
October 1, 1999 - October 13, 1999
WHITEHALL WELLINGTON INVESTMENTS, INC.·CRD# 38022
BD
Port Washington, NY
March 2, 1999 - August 31, 1999
MILLENNIUM SECURITIES CORP.·CRD# 31695
BD
New York, NY
July 9, 1998 - March 5, 1999
BRIARWOOD INVESTMENT COUNSEL·CRD# 6368
BD
New York, NY
January 26, 1998 - July 1, 1998
LADENBURG CAPITAL MANAGEMENT INC.·CRD# 14623
BD
Bethpage, NY
May 23, 1997 - February 3, 1998
H G I·CRD# 14079
BD
Jericho, NY
April 3, 1996 - June 6, 1997

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Current Firm

JT
J.P. TURNER & COMPANY, L.L.C.

J.P. TURNER & COMPANY | J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177 / SEC#: 8-50156
BD
Terminated by SEC on 04/04/2016

Contact Information

Established

Georgia since 04/11/1997

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BRAVES AQUISITION LLCMEMBER—
SHELSON, MARK PAULCORPORATE TREASURER1819252
WOLL, EDWARD BARNETTCHIEF COMPLIANCE OFFICER1096606

Disclosures

Regulatory Event

30

Arbitration

12

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1996About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Apr 2002About the Series 7 exam

Series 62 — Corporate Securities Limited Representative Examination

Passed Feb 1996

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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