Joel F. Prackler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joel Frank Prackler, who also goes by Joel F Prackler, was a registered financial professional .
Joel is a previously registered financial professional and started their career in finance in 1996. Joel had worked at 14 firms and has passed the Series 63, Series 7 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 16, 2010 - March 13, 2013
J.P. TURNER & COMPANY, L.L.C.
March 24, 2010 - April 1, 2010
J.P. TURNER & COMPANY, L.L.C.
April 15, 2005 - March 29, 2010
GUNNALLEN FINANCIAL, INC
April 26, 2002 - April 11, 2005
MILESTONE FINANCIAL SERVICES, INC.
January 22, 2001 - April 29, 2002
MANTIS SECURITIES, INC.
August 18, 2000 - January 18, 2001
SALOMON GREY FINANCIAL CORPORATION
August 9, 2000 - August 22, 2000
WOODSTOCK FINANCIAL GROUP, INC.
May 18, 2000 - August 23, 2000
THE MINNEAPOLIS COMPANY, INC.
April 20, 2000 - May 11, 2000
SALOMON GREY FINANCIAL CORPORATION
October 22, 1999 - May 8, 2000
NORTHRIDGE CAPITAL CORPORATION
October 1, 1999 - October 13, 1999
CANTELLA & CO., INC.
March 2, 1999 - August 31, 1999
WHITEHALL WELLINGTON INVESTMENTS, INC.
July 9, 1998 - March 5, 1999
MILLENNIUM SECURITIES CORP.
January 26, 1998 - July 1, 1998
BRIARWOOD INVESTMENT COUNSEL
May 23, 1997 - February 3, 1998
LADENBURG CAPITAL MANAGEMENT INC.
April 3, 1996 - June 6, 1997
H G I
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 2/22/1996
Corporate Securities Limited Representative ExaminationCurrent Firm
J.P. TURNER & COMPANY, L.L.C.
CRD#: 43177 / SEC#: , 8-50156
Contact information
Documents
Disclosures
| Regulatory Event | 30 |
| Arbitration | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
