Susie Scribner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Susie Scribner, who also goes by Susie Spencer, was a registered financial professional .
Susie is a previously registered financial professional and started their career in finance in 1995. Susie had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 28, 2012 - March 19, 2015
STIRA CAPITAL MARKETS GROUP, LLC
July 28, 2010 - November 21, 2011
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
January 1, 2002 - November 21, 2011
JOHN HANCOCK DISTRIBUTORS LLC
November 6, 1998 - January 1, 2002
MANULIFE WOOD LOGAN, INC.
August 28, 1996 - July 10, 1998
NICHOLAS-APPLEGATE SECURITIES LLC
April 18, 1995 - August 28, 1996
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
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Exams
Current Firm
STIRA CAPITAL MARKETS GROUP, LLC
CRD#: 141277 / SEC#: , 8-67373
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
