Rik James Henrik Saylor | Financial Professional | Cincinnati, Ohio | RIK SAYLOR FINANCIAL, INC.

Professional summary

Rik James Henrik Saylor is a registered financial advisor currently at RIK SAYLOR FINANCIAL, INC. located in Cincinnati, Ohio and SAVVY located in Fairfield, Ohio.

Rik is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Rik has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Redde-Zone Busniess Consulting LLC; noninvestment related; Sole Owner; Fairfield, OH; business consulting; 04/2023. appx 20 hours per month. Business Evaluation and Business Exit planning solutions. 2) Rik Saylor Financial; investment related; owner/advisor; Fairfield, OH; serves as DBA entity for work at Savvy Advisors, advisor, 09/14/2026, 40 trading, (same hours as role at Savvy -this is the DBA for this role) 3) Wealth Waves: Navigating the Ebb and Flow of Markets; noninvestment related; author; Fairfield OH; 1 hr/month; author of a book on general financial topics

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rik James Henrik Saylor's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 22, 2013 - Present

RIK SAYLOR FINANCIAL, INC.

Office #1: 3825 Edwards Road Suite 210, Cincinnati, OH 45209Office #2: 1241 Nilles Road, Fairfield, OH 45014

RIA

CRD#: 165484

CINCINNATI, OH

Current

September 16, 2026 - Present

SAVVY

Office #1: 1241 Nilles Rd, Fairfield, OH 45011

BD

CRD#: 11247

DALLAS, TX

Past

June 5, 1995 - July 15, 1999

INVESTORS CAPITAL CORP.

BD

CRD#: 30613

LYNNFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SA

SAVVY

CRD#: 318493 / SEC#: 801-123656

RIA

Registered Investment Advisory firm - (4/11/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(10/28/2015)

IAR

Indiana
(7/14/2015)

IAR

Kentucky
(7/19/2021)

IAR

Ohio
(2/22/2013)

IAR

Texas
(9/18/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

What does exam status mean?

General Securities Principal Examination

Current Firm

SA

SAVVY

CRD#: 318493 / SEC#: 801-123656

RIA

Registered Investment Advisory firm - (4/11/2022 Approved)

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Contact information

Main Address

111 West 33rd Street Unit 1410, New York, NY 10001

Mailing Address

Phone number

(833) 745-6789

Established

Firm type

Fiscal year end

# of Employees

170

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SAVVY ADV PART 2 (3/31/2026)

Regulatory assets under management

Total Number of Accounts	14,645
AUM (Assets Under Management)	$ 5,001,044,474

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Rik J. Saylor

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rik James Henrik Saylor's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAVVY

TRIAD ADVISORS LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

LOCUST STREET SECURITIES, INC.

RUSHMORE SECURITIES CORPORATION

NORTHSTAR SECURITIES, INC.

INVESTORS CAPITAL CORP.

Primary Firm SEC Registration

SAVVY

State Registrations and Notice Filings

Exams

Series 66

Passed: 3/20/2006

Series 63

Passed: 5/9/1997

SIE

Passed: 10/1/2018

Series 7

Passed: 1/24/2005

Series 6

Passed: 6/2/1995

Series 24

Passed: 4/10/2009

Current Firm

SAVVY

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SAVVY

TRUST BUT VERIFY

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