Rik J. Saylor

RIK SAYLOR FINANCIAL

Fairfield, OH 45014

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CRD#: 2603784

Professional summary

Rik James Henrik Saylor is a registered financial advisor currently at RIK SAYLOR FINANCIAL, INC. located in Fairfield, Ohio.

Rik is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Rik has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)Saylor Grp Properties LLC & Saylor Grp Properties II LLC ; not investment related; real estate holdings; owner; 2006; 1 hr/month; 0 hrs during trading; oversight 2) Best of Biz Solutions/Redde-Zone; Sole Owner; business consulting; 04/2023. appx 20 hours per month. Business Evaluation and Business Exit planning solutions.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rik James Henrik Saylor's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 22, 2013 - Present

RIK SAYLOR FINANCIAL, INC.

Office #1: 1241 Nilles Road, Fairfield, OH 45014Office #2: 3825 Edwards Road, Cincinnati, OH 45209

RIA

CRD#: 165484

Fairfield, OH

Past

December 3, 2018 - September 15, 2022

TRIAD ADVISORS LLC

CRD#: 25803

Fairfield, OH

Past

November 29, 2017 - December 6, 2018

LPL FINANCIAL LLC

RIA

CRD#: 6413

FAIRFIELD, OH

Past

November 29, 2017 - December 6, 2018

LPL FINANCIAL LLC

CRD#: 6413

FAIRFIELD, OH

Past

June 29, 2007 - December 6, 2017

NATIONAL PLANNING CORPORATION

RIA

CRD#: 29604

FAIRFIELD, OH

Past

June 29, 2007 - November 29, 2017

NATIONAL PLANNING CORPORATION

CRD#: 29604

FAIRFIELD, OH

Past

April 24, 2006 - July 3, 2007

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

FAIRFIELD, OH

Past

January 1, 2004 - July 3, 2007

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

FAIRFIELD, OH

Past

April 18, 2002 - January 1, 2004

LOCUST STREET SECURITIES, INC.

CRD#: 1703

DES MOINES, IA

Past

January 17, 2001 - April 17, 2002

RUSHMORE SECURITIES CORPORATION

CRD#: 8392

DALLAS, TX

Past

July 9, 1999 - February 27, 2001

NORTHSTAR SECURITIES, INC.

CRD#: 11247

DALLAS, TX

Past

June 5, 1995 - July 15, 1999

INVESTORS CAPITAL CORP.

CRD#: 30613

LYNNFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RIK SAYLOR FINANCIAL, INC.

RIK SAYLOR FINANCIAL | RIK SAYLOR FINANCIAL, INC.

CRD#: 165484 / SEC#: 801-121784

RIA

Registered Investment Advisory firm - (7/16/2021 Approved)

Florida

Registered Investment Advisory firm - (7/28/2021 Terminated)

Indiana

Registered Investment Advisory firm - (7/29/2021 Terminated)

Ohio

Registered Investment Advisory firm - (7/29/2021 Terminated)

Texas

Registered Investment Advisory firm - (7/28/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(10/28/2015)

IAR

Indiana
(7/14/2015)

IAR

Kentucky
(7/19/2021)

IAR

Ohio
(2/22/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/20/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/9/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/24/2005

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/2/1995

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/10/2009

General Securities Principal Examination

Current Firm

RIK SAYLOR FINANCIAL, INC.

RIK SAYLOR FINANCIAL | RIK SAYLOR FINANCIAL, INC.

CRD#: 165484 / SEC#: 801-121784

RIA

Registered Investment Advisory firm - (7/16/2021 Approved)

Florida

Registered Investment Advisory firm - (7/28/2021 Terminated)

Indiana

Registered Investment Advisory firm - (7/29/2021 Terminated)

Ohio

Registered Investment Advisory firm - (7/29/2021 Terminated)

Texas

Registered Investment Advisory firm - (7/28/2021 Terminated)

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Contact information

Main Address

1241 Nilles Road, Fairfield, OH 45014

Mailing Address

Phone number

(513) 829-8888

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (3/22/2025)

Regulatory assets under management

Total Number of Accounts	1,047
AUM (Assets Under Management)	$ 178,923,765

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Rik J. Saylor

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rik James Henrik Saylor's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRIAD ADVISORS LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

LOCUST STREET SECURITIES, INC.

RUSHMORE SECURITIES CORPORATION

NORTHSTAR SECURITIES, INC.

INVESTORS CAPITAL CORP.

Primary Firm SEC Registration

RIK SAYLOR FINANCIAL, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/20/2006

Series 63

Date: 5/9/1997

SIE

Date: 10/1/2018

Series 7

Date: 1/24/2005

Series 6

Date: 6/2/1995

Series 24

Date: 4/10/2009

Current Firm

RIK SAYLOR FINANCIAL, INC.

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RIK SAYLOR FINANCIAL, INC.

TRUST BUT VERIFY

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