Todd A. Campo
Professional summary
Todd Anthony Campo, CIMA® is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Portland, Maine.
Todd is registered as a RR (Registered Representative) and started their career in finance in 1996. Todd has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Todd Anthony Campo's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 2, 2022 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101December 12, 2018 - December 31, 2022
COMPASS DISTRIBUTORS, LLC
February 25, 2016 - December 31, 2018
IMST DISTRIBUTORS, LLC
January 14, 2016 - August 15, 2018
OAK RIDGE INVESTMENTS, LLC
April 4, 2011 - December 1, 2015
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
July 10, 2001 - March 15, 2011
NEUBERGER BERMAN BD LLC
June 28, 2001 - March 15, 2011
NEUBERGER BERMAN BD LLC
June 11, 2001 - March 15, 2011
NEUBERGER BERMAN MANAGEMENT LLC
February 13, 1998 - May 17, 2001
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
April 9, 1996 - June 17, 1997
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
FORESIDE FUND SERVICES, LLC
CRD#: 46106Portland, ME 04101TRUST BUT VERIFY
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