Richard J. Rang
FINANCIAL MANAGEMENT NETWORK
Mission Viejo, CA 92691
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CRD#: 2603510
Professional summary
Richard James Rang, CFP® is a registered financial advisor currently at FINANCIAL MANAGEMENT NETWORK INC located in Mission Viejo, California and FMN CAPITAL CORPORATION located in Mission Viejo, California.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Richard has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Biography
Richard is a Registered Representative of FMN Capital Corporation and an Investment Adviser Representative of FMN and has been in the financial service industry since 1992.
MY WHY:
I truly believe financial planning has the power to transform peoples’ lives. Financial planning is the proactive tool that I use to help people improve their financial well-being.
Improving our finances generally gives us more choices. The more intentional you are about the financial choices you make, the more satisfied you will be with the results.
WHAT WE DO?
As a provider of comprehensive financial advice, we help executives, professionals and business owners in the ongoing process of financial planning; clarifying their financial objectives, assessing their alternatives, taking action and monitoring results.
MY PASSION:
My primary focus as a financial planner is to improve the quality of my clients’ lives by helping them make better decision about their money. I truly have a passion for my profession and helping people achieve their financial goals.
WE'RE DIFFERENT:
Purpose–we’re focused on our clients’ best interest. We will always treat our clients’ money as we would our own.
Service – we are by choice a small firm. For this reason, we have the capacity to begin relationships with a very limited number of clients each year. Allowing us to take care of our clients and provide personalized service to each one of them.
Independence – while we have strategic partnerships with some of the largest financial institutions in the world. We work for our clients – period.
MY CREDENTIALS:
I hold the following licenses: Series 6 (Investment Company and Variable Contracts Exam), 7 (General Securities Representative), 63 (Uniform Securities Agent State Law), Life/Disability Insurance and earned my Certified Financial Planner™ (CFP®) designation through the College for Financial Planning.
MY COMMUNITY:
As an associate of Southwestern Field Herping, I am passionate about the environment and teaching kids and adults about caring for the environment.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Retirement Planning
Employee and Employer Plan Ben...
Tax Planning
Investment Planning
Insurance Planning
Estate Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.OWNER OF SMALL REPTILE BREEDING BUSINESS OPERATING FROM HOME; NOT INVESTMENT RELATED; ADDRESS: 2382 TOULOUSE CIRCLE, CORONA, CA 92882; HOURS DEVOTED TO THIS ACTIVITY: 10 PER MONTH, DURING TRADING HOURS: 0; RECEIVES UP TO $5,000 ANNUALLY IN REVENUE FROM THIS HOME BASED BUSINESS. 2. FMN CENTERPOINT LLC OWNS COMMERICAL REAL ESTATE; RICHARD RANG OWNS 5% OF FMN CENTERPOINT LLC 3. TAX PREPARATION DBA RICHARD RANG, EA, CFP; ENROLLED AGENT WITH IRS, SPENDS APPROXIMATELY 10-15 HOURS PER WEEK/SEASONAL-DURING TAX TIME; RECEIVES COMPENSATION FOR THIS ACTIVITY 4. REAL ESTATE RENTAL; CA; OWNER; 2 TO 4 HRS PER MONTH; RECEIVES MONTHLY COMPENSATION; INVESTMENT RELATED 5. S-Corp; CA; Owner; all FMN & FMN Inc. income run through S-Corp.
CRS (Client Relationship Summary) - RIA
Click below to view Richard James Rang's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1999
Experience
Current
October 29, 2004 - Present
FINANCIAL MANAGEMENT NETWORK INC
Office #1: 26041 Acero, Mission Viejo, CA 92691RIA
CRD#: 110454
Mission Viejo, CA
Current
July 15, 1998 - Present
FMN CAPITAL CORPORATION
Office #1: 26041 Acero, Mission Viejo, CA 92691Office #2: 26041 Acero, Mission Viejo, CA 92691BD
CRD#: 38105
Mission Viejo, CA
Past
March 20, 1997 - July 8, 1998
ATLAS SECURITIES, LLC
BD
CRD#: 20991
SAN LEANDRO, CA
Past
April 7, 1995 - March 21, 1997
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FM
FINANCIAL MANAGEMENT NETWORK INC
FINANCIAL MANAGEMENT NETWORK INC | FINANCIAL MANAGEMENT NETWORK INC.
CRD#: 110454 / SEC#: 801-40473
RIA
Registered Investment Advisory firm - (12/31/1991 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/28/2001)
RR
California(7/15/1998)
IAR
California(10/29/2004)
RR
Colorado(7/21/2004)
RR
Florida(2/26/2015)
RR
Georgia(3/9/2022)
RR
Iowa(3/28/2022)
RR
Louisiana(4/19/2016)
IAR
Louisiana(5/15/2023)
RR
Maryland(6/6/2018)
RR
Massachusetts(7/5/2018)
RR
Minnesota(6/1/2020)
RR
Missouri(10/22/2021)
RR
Montana(4/19/2016)
RR
Nevada(11/12/2019)
RR
New Jersey(1/3/2018)
RR
New York(4/14/2022)
RR
North Carolina(8/25/2020)
RR
Ohio(7/21/2021)
RR
Oregon(8/10/2023)
RR
South Carolina(7/7/2008)
RR
Tennessee(6/9/2022)
IAR
Texas(3/22/2007)
RR
Texas(2/9/2016)
RR
Virginia(2/20/2008)
RR
Washington(5/7/2003)
RR
Wisconsin(10/6/2005)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FM
FINANCIAL MANAGEMENT NETWORK INC
FINANCIAL MANAGEMENT NETWORK INC | FINANCIAL MANAGEMENT NETWORK INC.
CRD#: 110454 / SEC#: 801-40473
RIA
Registered Investment Advisory firm - (12/31/1991 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
26041 Acero, Mission Viejo, CA 92691
Mailing Address
Phone number
(949) 455-0300
Established
Firm type
Fiscal year end
# of Employees
49
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,200 |
| AUM (Assets Under Management) | $ 1,796,671,361 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
