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David P. Antypas

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CRD#: 2603488
DA

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

David Philip Antypas was a registered financial professional .

David is a previously registered financial professional and started their career in finance in 1995. David had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 9 and Series 10 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 22, 2018 - June 3, 2019

IFS SECURITIES

BD
CRD#: 40375
brentwood, TN
Past

February 7, 2018 - April 20, 2018

CFD INVESTMENTS, INC.

BD
CRD#: 25427
Brentwood, TN
Past

February 2, 2018 - February 6, 2018

SANDLAPPER SECURITIES, LLC

BD
CRD#: 137906
GREENVILLE, SC
Past

February 1, 2018 - February 6, 2018

COLONY PARK FINANCIAL SERVICES LLC.

RIA
CRD#: 41534
Brentwood, TN
Past

July 21, 2008 - December 26, 2017

LPL FINANCIAL LLC

RIA
CRD#: 6413
BRENTWOOD, TN
Past

July 21, 2008 - December 26, 2017

LPL FINANCIAL LLC

BD
CRD#: 6413
BRENTWOOD, TN
Past

May 16, 2005 - July 22, 2008

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA
CRD#: 6694
BRENTWOOD, TN
Past

April 14, 2005 - July 22, 2008

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
BRENTWOOD, TN
Past

July 19, 1995 - March 2, 2005

EDWARD JONES

BD
CRD#: 250
ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 3/2/2021
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/20/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/18/1995
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 9
Date: 8/16/2005
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 10
Date: 7/12/2005
General Securities Sales Supervisor - General Module Examination

Current Firm

IS
IFS SECURITIES
ALZAID FINANCIAL SERVICES, INC. | INTERNATIONAL FINANCIAL SOLUTIONS, INC. | IFS SECURITIES, INC | IFS SECURITIES | IFS EQUITY | IFS CAPITAL MARKETS | IFS ADVISORY, LLC

CRD#: 40375 / SEC#: , 8-49020

BD
Terminated by SEC on 02/28/2020
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Contact information

Main Address
Mailing Address
Phone number
Established
Pennsylvania since 09/21/1993
Firm type
Corporation
Fiscal year end
March
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
IFS GROUP, INC.FOREIGN ENTITY/DIRECT OWNER
MCKENZIE, ALEXYS ULANDOCEO/OWNER2642827
SADLER, JOQUINN THOMASCHIEF COMPLIANCE OFFICER / CHIEF OPERATIONS OFFICER2817763

Disclosures

Regulatory Event3
Arbitration1
Financial1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

IFS SECURITIES

CRD#: 40375

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