James J. Halvosa

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CRD#: 2603382

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

James Jeffrey Halvosa, who also goes by James Jeffrey Halvosa, James Halvosa, Jeff Halvosa, was a registered financial professional .

James is a previously registered financial professional and started their career in finance in 1995. James had worked at 18 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 14, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

James Jeffrey Halvosa | James Halvosa | Jeff Halvosa

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Rental property only, not investment related. 5232 SW 86 TER, Gainesville, FL. Managing Member. May 2015. 1 hours/month. 0 hours during trading. Pine Acres Property Holdings. Rental property. Not investment related. Pine Acres Three, LLC. Managing Member. 5232 SW 86 TER, Gainesville, FL. Managing Member. May 2015. 1 hours/month. 0 hours during trading. Not investment related

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 11, 2025 - November 14, 2025

BLACKRIDGE ASSET MANAGEMENT, LLC

RIA

CRD#: 277085

JUPITER, FL

Past

April 17, 2025 - November 14, 2025

TRUEDGE ASSET MANAGEMENT LLC

RIA

CRD#: 323442

Jupiter, FL

Past

April 17, 2025 - November 14, 2025

THURSTON SPRINGER ADVISORS

RIA

CRD#: 299201

Jupiter, FL

Past

April 17, 2025 - November 14, 2025

THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.

CRD#: 8478

Jupiter, FL

Past

April 17, 2025 - November 14, 2025

PEAK BROKERAGE SERVICES, LLC

CRD#: 157045

JUPITER, FL

Past

July 6, 2018 - February 25, 2025

PORTFOLIO MANAGEMENT & RESEARCH, INC.

RIA

CRD#: 141667

GAINESVILLE, FL

Past

May 11, 2016 - April 11, 2025

TRADE-PMR INC.

CRD#: 46350

CLEARWATER, FL

Past

July 2, 2015 - June 1, 2016

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

DALLAS, TX

Past

March 13, 2015 - May 13, 2016

SUMMIT ADVISOR SOLUTIONS

RIA

CRD#: 118581

DALLAS, TX

Past

March 13, 2015 - May 13, 2016

FORTITUDE ADVISORY GROUP L.L.C.

RIA

CRD#: 116083

DALLAS, TX

Past

March 28, 2012 - April 9, 2014

LINCOLN INVESTMENT

RIA

CRD#: 519

WYNCOTE, PA

Past

March 26, 2012 - April 9, 2014

LINCOLN INVESTMENT

CRD#: 519

WYNCOTE, PA

Past

December 13, 2011 - January 13, 2012

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

PALM BEACH GARDENS, FL

Past

December 12, 2011 - January 13, 2012

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

PALM BEACH GARDENS, FL

Past

April 18, 2002 - September 19, 2011

LEGEND ADVISORY, LLC

RIA

CRD#: 104761

PALM BEACH GARDENS, FL

Past

May 25, 2001 - September 19, 2011

LEGEND EQUITIES CORPORATION

CRD#: 30999

PALM BEACH GARDENS, FL

Past

February 21, 1996 - May 1, 1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

February 21, 1996 - May 24, 2001

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

October 4, 1995 - October 17, 1995

YOUNG, STOVALL AND COMPANY

CRD#: 8121

MIAMI, FL

Past

April 5, 1995 - September 28, 1995

GKN SECURITIES CORP.

CRD#: 19415

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BLACKRIDGE ASSET MANAGEMENT, LLC

CRD#: 277085 / SEC#: 801-108114

RIA

Registered Investment Advisory firm - (7/8/2016 Approved)

Florida

Registered Investment Advisory firm - (7/13/2016 Terminated)

New York

Registered Investment Advisory firm - (7/13/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/27/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/5/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/3/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 53

Date: 12/11/2001

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 10/25/2000

General Securities Principal Examination

Current Firm

BLACKRIDGE ASSET MANAGEMENT, LLC

CRD#: 277085 / SEC#: 801-108114

RIA

Registered Investment Advisory firm - (7/8/2016 Approved)

Florida

Registered Investment Advisory firm - (7/13/2016 Terminated)

New York

Registered Investment Advisory firm - (7/13/2016 Terminated)

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Contact information

Main Address

1070 E. Indiantown Road Suite 208-210, Jupiter, FL 33477

Mailing Address

Phone number

(561) 641-5050

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (37 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BAM_ADV2A (FINAL 9.29.25) (9/29/2025)

Regulatory assets under management

Total Number of Accounts	826
AUM (Assets Under Management)	$ 196,842,156

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

James J. Halvosa

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

TRUEDGE ASSET MANAGEMENT LLC

THURSTON SPRINGER ADVISORS

THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.

PEAK BROKERAGE SERVICES, LLC

PORTFOLIO MANAGEMENT & RESEARCH, INC.

TRADE-PMR INC.

PURSHE KAPLAN STERLING INVESTMENTS

SUMMIT ADVISOR SOLUTIONS

FORTITUDE ADVISORY GROUP L.L.C.

LINCOLN INVESTMENT

LINCOLN INVESTMENT

SECURIAN FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

LEGEND ADVISORY, LLC

LEGEND EQUITIES CORPORATION

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

YOUNG, STOVALL AND COMPANY

GKN SECURITIES CORP.

Primary Firm SEC Registration

BLACKRIDGE ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/27/1999

Series 63

Date: 4/5/1995

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 4/3/1995

Series 14

Date: 1/2/2023

Series 53

Date: 12/11/2001

Series 24

Date: 10/25/2000

Current Firm

BLACKRIDGE ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (37 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BLACKRIDGE ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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