SE
Susan A. Elolampi
BROOKFIELD PRIVATE ADVISORS LLC
NEW YORK, NY 10281-1021
Some features on this profile are disabled
CRD#: 2603332
SE
Professional summary
Susan Ann Elolampi is a registered financial professional currently at BROOKFIELD PRIVATE ADVISORS LLC located in New York, New York.
Susan is registered as a RR (Registered Representative) and started their career in finance in 2001. Susan has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Susan Ann Elolampi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 9, 2025 - Present
BROOKFIELD PRIVATE ADVISORS LLC
Office #1: Brookfield Place 250 Vesey Street 15th Floor, New York, NY, 10281-1021BD
CRD#: 151423
NEW YORK, NY
Past
October 16, 2018 - September 24, 2025
UBS SECURITIES LLC
BD
CRD#: 7654
New York, NY
Past
October 1, 2008 - October 10, 2018
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
NEW YORK, NY
Past
October 11, 2001 - October 1, 2008
J.P. MORGAN SECURITIES INC.
BD
CRD#: 18718
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/9/2025)
RR
Alaska(9/9/2025)
RR
Arizona(9/9/2025)
RR
Arkansas(9/9/2025)
RR
California(9/9/2025)
RR
Colorado(9/9/2025)
RR
Connecticut(9/9/2025)
RR
Delaware(9/9/2025)
RR
District of Columbia(9/9/2025)
RR
Florida(9/9/2025)
RR
Georgia(9/9/2025)
RR
Hawaii(9/9/2025)
RR
Idaho(9/9/2025)
RR
Illinois(9/9/2025)
RR
Indiana(9/9/2025)
RR
Iowa(9/9/2025)
RR
Kansas(9/9/2025)
RR
Kentucky(9/9/2025)
RR
Louisiana(9/9/2025)
RR
Maine(9/9/2025)
RR
Maryland(9/9/2025)
RR
Massachusetts(9/9/2025)
RR
Michigan(9/9/2025)
RR
Minnesota(9/9/2025)
RR
Mississippi(9/9/2025)
RR
Missouri(9/9/2025)
RR
Montana(9/9/2025)
RR
Nebraska(9/9/2025)
RR
Nevada(9/9/2025)
RR
New Hampshire(9/9/2025)
RR
New Jersey(9/9/2025)
RR
New Mexico(9/9/2025)
RR
New York(9/9/2025)
RR
North Carolina(9/9/2025)
RR
North Dakota(9/9/2025)
RR
Ohio(9/9/2025)
RR
Oklahoma(9/9/2025)
RR
Oregon(9/9/2025)
RR
Pennsylvania(9/9/2025)
RR
Rhode Island(9/9/2025)
RR
South Carolina(9/9/2025)
RR
South Dakota(9/9/2025)
RR
Tennessee(9/9/2025)
RR
Texas(9/9/2025)
RR
Utah(9/9/2025)
RR
Vermont(9/9/2025)
RR
Virginia(9/9/2025)
RR
Washington(9/9/2025)
RR
West Virginia(9/9/2025)
RR
Wisconsin(9/9/2025)
RR
Wyoming(9/9/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BP
BROOKFIELD PRIVATE ADVISORS LLC
BROOKFIELD FINANCIAL | GLOBAL CLIENT GROUP | BROOKFIELD PRIVATE ADVISORS LLC | BROOKFIELD FINANCIAL US, LLC
CRD#: 151423 / SEC#: , 8-68370
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
Brookfield Place 250 Vesey Street 15th Floor, New York, NY, 10281-1021
Mailing Address
Brookfield Place 250 Vesey Street 15th Floor, New York, NY, 10281-1021
Phone number
(212) 417-7000
Established
Delaware since 07/21/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (51 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
