Richard K. Rainier
Professional summary
Richard King Rainier II, who also goes by Rk Rainier II, is a registered financial advisor currently at SUMMIT ADVISORS, LLC located in Canonsburg, Pennsylvania and BEACONSFIELD FINANCIAL SERVICES, INC. located in Canonsburg, Pennsylvania.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Richard has worked at 2 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 14, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard King Rainier II's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 20, 2007 - Present
SUMMIT ADVISORS, LLC
Office #1: 160 Technology Drive Suite 101, Canonsburg, PA 15317April 19, 1995 - Present
BEACONSFIELD FINANCIAL SERVICES, INC.
Office #1: Southpointe Industrial Park 160 Technology Dr., Suite 101, Canonsburg, PA 15317State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/10/2006)
(12/1/2011)
(1/30/2012)
(3/29/2010)
(12/21/2017)
(11/30/2015)
(3/31/2021)
(7/29/2009)
(5/3/1995)
(11/20/2007)
(3/29/2016)
(7/24/2006)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
SUMMIT ADVISORS, LLC
CRD#: 144486 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 173 |
| AUM (Assets Under Management) | $ 77,800,001 |
Red Flags
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