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TJ

Terrill Bruce Johnson Sr

CRD# 260296·Registered 1969 - 2003
Previously Registered: Being a previously registered professional could mean that Terrill is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Terrill Bruce Johnson SR, who also goes by Terrill Bruce Johnson, was a registered financial advisor. Terrill was a previously registered financial professional and started their career in finance 1969 - 2003. Terrill had worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 1 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Terrill Bruce Johnson

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

57 years in the financial services industry

Current & Past Employments

RIVER BEND FINANCIAL PLANNERS, INC.·CRD# 117846
RIA
Davenport, IA
May 10, 1999 - December 31, 2003
MML INVESTORS SERVICES, LLC·CRD# 10409
BD
Bettendorf, IA
March 1, 1996 - April 21, 2021
G. R. PHELPS & CO., INC.·CRD# 173
BD
April 22, 1969 - March 1, 1996

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Current Firm

No current employment

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 2000About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1983About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Jan 2023About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 1 — Registered Representative Examination

Passed Apr 1969

Series 24 — General Securities Principal Examination

Passed Feb 1997About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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TJ
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