Ted A. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ted Agar Johnson was a registered financial professional .
Ted is a previously registered financial professional and started their career in finance in 1970. Ted had worked at 10 firms and has passed the Series 63, PC, Series 000 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 7, 2009 - May 30, 2012
FELTL & COMPANY
August 12, 2006 - May 11, 2009
UBS FINANCIAL SERVICES INC.
January 9, 1991 - August 12, 2006
PIPER SANDLER & CO.
January 13, 1987 - May 23, 1990
MORGAN STANLEY DW INC.
October 26, 1983 - January 29, 1987
E. F. HUTTON & COMPANY INC
October 22, 1974 - May 5, 1978
DAIN, KALMAN & QUAIL, INCORPORATED
May 11, 1973 - November 21, 1974
DOMIK CORP.
July 6, 1971 - May 16, 1973
J SHAPIRO COMPANY
April 2, 1970 - August 6, 1971
BLYTH EASTMAN DILLON & CO. INCORPORATED
March 25, 1970 - October 31, 1983
DAIN RAUSCHER INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 6/1/1977
AMEX Put and Call ExamSeries 000
Date: 3/25/1970
General Securities Principal ExaminationSeries 1
Date: 3/25/1970
Registered Representative ExaminationCurrent Firm
FELTL & COMPANY
CRD#: 6905 / SEC#: 801-68779, 8-18435
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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