Nicole Cope

SCHWAB WEALTH ADVISORY

Rock Hill, SC

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CRD#: 2602695

Professional summary

Nicole Cope, who also goes by Nicole Marie Cope, Nicole M Gravish, Nicole Marie Gravish, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Rock Hill, South Carolina and CHARLES SCHWAB & CO., INC. located in Lone Tree, Colorado.

Nicole is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Nicole has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nicole Marie Cope | Nicole M Gravish | Nicole Marie Gravish

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicole Cope's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 15, 2025 - Present

SCHWAB WEALTH ADVISORY, INC.

RIA

CRD#: 159035

Rock Hill, SC

Current

October 10, 2024 - Present

CHARLES SCHWAB & CO., INC.

Office #1: 9800 Schwab Way, Lone Tree, CO 80124

RIA

CRD#: 5393

Lone Tree, CO

Past

October 10, 2024 - December 15, 2025

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

SAN FRANCISCO, CA

Past

October 26, 2021 - September 30, 2024

ALLY INVEST ADVISORS

RIA

CRD#: 170301

CHARLOTTE, NC

Past

October 20, 2020 - September 30, 2024

ALLY INVEST SECURITIES LLC

CRD#: 136131

Charlotte, NC

Past

February 10, 2014 - August 25, 2020

TD AMERITRADE, INC.

RIA

CRD#: 7870

Williamsburg, VA

Past

February 7, 2014 - August 25, 2020

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

Williamsburg, VA

Past

February 7, 2014 - August 25, 2020

TD AMERITRADE, INC.

CRD#: 7870

Glen Allen, VA

Past

October 2, 2012 - November 8, 2013

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

September 21, 2012 - March 27, 2013

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

NORFOLK, VA

Past

November 16, 2010 - January 3, 2012

RUSSELL INVESTMENTS

RIA

CRD#: 105734

NORFOLK, VA

Past

August 31, 2009 - January 3, 2012

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

CRD#: 21771

SEATTLE, WA

Past

January 1, 2004 - August 14, 2009

T. ROWE PRICE INVESTMENT SERVICES, INC.

CRD#: 8348

BALTIMORE, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(10/29/2024)

Connecticut
(10/29/2024)

Delaware
(10/29/2024)

District of Columbia
(10/29/2024)

Florida
(10/29/2024)

Georgia
(10/29/2024)

Indiana
(10/29/2024)

Kentucky
(10/29/2024)

Maine
(10/29/2024)

Maryland
(10/29/2024)

Massachusetts
(10/29/2024)

Michigan
(10/29/2024)

New Hampshire
(10/29/2024)

New Jersey
(10/29/2024)

New York
(10/29/2024)

North Carolina
(10/29/2024)

Ohio
(10/29/2024)

Pennsylvania
(10/29/2024)

Rhode Island
(10/29/2024)

South Carolina
(10/10/2024)

IAR

South Carolina
(12/15/2025)

Tennessee
(10/29/2024)

Texas
(10/29/2024)

IAR

Texas
(12/15/2025)

Vermont
(10/29/2024)

Virginia
(10/29/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/15/2010

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/4/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/22/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/30/2018

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

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Contact information

Main Address

9800 Schwab Way, Lone Tree, CO 80124

Mailing Address

Phone number

(415) 667-7000

Established

Firm type

Fiscal year end

# of Employees

1,042

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SCHWAB WEALTH ADVISORY, INC. DISCLOSURE BROCHURE (12/11/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nicole Cope

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicole Cope's CRS (Customer Relationship Summary).

Certified licenses

Experience

SCHWAB WEALTH ADVISORY, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

ALLY INVEST ADVISORS

ALLY INVEST SECURITIES LLC

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

RUSSELL INVESTMENTS

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

T. ROWE PRICE INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

SCHWAB WEALTH ADVISORY, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/15/2010

Series 63

Date: 3/4/2004

SIE

Date: 10/1/2018

Series 7

Date: 12/22/2003

Series 24

Date: 1/30/2018

FINRA

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

SCHWAB WEALTH ADVISORY, INC.

TRUST BUT VERIFY

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