Samuel K. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Samuel Kenneth Johnson was a registered financial professional .
Samuel is a previously registered financial professional and started their career in finance in 1974. Samuel had worked at 9 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 27, 2001 - March 12, 2009
J.P. TURNER & COMPANY, L.L.C.
December 6, 1999 - April 27, 2001
J.P. TURNER & COMPANY, L.L.C.
August 27, 1999 - November 19, 1999
SUNPOINT SECURITIES, INC.
January 11, 1996 - November 10, 1999
TUSCHNER & COMPANY, INC.
January 2, 1991 - December 21, 1995
MILLER JOHNSON STEICHEN KINNARD, INC.
May 31, 1989 - January 9, 1991
FIRST AFFILIATED SECURITIES
August 25, 1986 - May 31, 1989
FIRST AFFILIATED SECURITIES, INC.
June 10, 1976 - August 29, 1986
JOHN G. KINNARD AND COMPANY, INCORPORATED
October 4, 1974 - August 14, 1976
MIDWEST DISCOUNT SECURITIES, INC.
March 4, 1974 - October 4, 1974
REUBEN-ALSTEAD & ASSOC INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/21/1974
Registered Representative ExaminationCurrent Firm
J.P. TURNER & COMPANY, L.L.C.
CRD#: 43177 / SEC#: , 8-50156
Contact information
Documents
Disclosures
| Regulatory Event | 30 |
| Arbitration | 12 |
Red Flags
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