Grace S. Lee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Grace Shinsil Lee, who also goes by Grace Shtnsil Lee, Grace Shinsil Song, was a registered financial professional .
Grace is a previously registered financial professional and started their career in finance in 1996. Grace had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 29, 2015 - August 23, 2016
WEALTHSPIRE ADVISORS
July 7, 2010 - January 21, 2011
PROFUNDS DISTRIBUTORS, INC.
December 12, 2006 - December 31, 2008
CHARLES SCHWAB & CO., INC.
April 25, 1996 - July 29, 1997
JANUS HENDERSON DISTRIBUTORS US LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WEALTHSPIRE ADVISORS
CRD#: 113678 / SEC#: 801-61179
Contact information
Red Flags
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