DB

David O. Bibo

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CRD#: 2602436
DB

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

David O. Bibo, who also goes by Dave O. Bibo, Dave Bibo, David Omori Bibo, David Bibo, was a registered financial professional .

David is a previously registered financial professional and started their career in finance in 1995. David had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Dave O. Bibo | Dave Bibo | David Omori Bibo | David Bibo

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 10, 2001 - August 7, 2001

LIBRA SECURITIES, LLC

BD
CRD#: 104161
LOS ANGELES, CA
Past

May 22, 1997 - July 1, 2022

WESTERN INTERNATIONAL SECURITIES, INC.

BD
CRD#: 39262
San Jose, CA
Past

November 9, 1995 - May 7, 1997

INTERFIRST CAPITAL CORPORATION

BD
CRD#: 7659
LOS ANGELES, CA
Past

May 10, 1995 - October 19, 1995

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


LS
LIBRA SECURITIES, LLC
LIBRA SECURITIES, LLC | MYCLEARING.COM, LLC | MYCLEARING.COM

CRD#: 104161 / SEC#: , 8-52627

BD
Terminated by SEC on 02/22/2009
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Contact information


Main Address
Mailing Address
Phone number
Established
Delaware since 07/24/2001
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
LIBRA SECURITIES HOLDINGS, LLCPARENT COMPANY
MORRISH, ROBERT GORDONEXECUTIVE VICE PRESIDENT2507668
RAVICH, JESS MARSHALLPRESIDENT/CEO1591933
THURNHER, CHARLES AUSTINFINOP/CFO/EVP2244401
YAMARONE, CHARLES ANTHONY IIICHIEF COMPLIANCE OFFICER/CROP/SROP/MUNI PRINCIPAL/EXECUTIVE VICE PRESIDENT2190400

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


LIBRA SECURITIES, LLC

CRD#: 104161

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