Brian G. Allfrey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian G Allfrey, who also goes by Brian G Allfrey, Brian George Allfrey, was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1995. Brian had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 8, 2013 - November 4, 2014
P.J. ROBB VARIABLE, LLC
August 30, 2007 - June 21, 2012
FIFTH THIRD SECURITIES, INC.
August 30, 2007 - June 21, 2012
FIFTH THIRD SECURITIES, INC.
July 26, 2005 - July 17, 2007
CHASE INVESTMENT SERVICES CORP.
July 6, 2005 - July 17, 2007
CHASE INVESTMENT SERVICES CORP.
December 10, 2004 - July 6, 2005
BANC ONE SECURITIES CORPORATION
December 20, 2002 - June 10, 2004
BANC ONE SECURITIES CORPORATION
March 22, 1996 - June 5, 1998
MORGAN STANLEY DW INC.
April 28, 1995 - March 7, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
P.J. ROBB VARIABLE, LLC
CRD#: 38339 / SEC#: , 8-48197
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CRUMP LIFE INSURANCE SERVICES, LLC | OWNER | |
| COLLINS, HEATHER MARIE | ASSISTANT TREASURER AND PRINCIPAL OPERATIONS OFFICER | 5851459 |
| CORDLE, COYE BAXTER III | CHIEF COMPLIANCE OFFICER, AML OFFICER & PRIVACY OFFICER | 4544954 |
| HARRISON, BRUCE ANDREW | PRESIDENT, CEO AND CHAIRMAN OF THE BOARD / DIRECTOR | 2232934 |
| MERCHANT, JEFFREY S | CHIIEF FINANCIAL OFFICER / TREASURER / PRINCIPAL FINANCIAL OFFICER / DIRECTOR | 4668892 |
| SCHUYLER, JOHN EDWIN | SECRETARY AND DIRECTOR | 1056044 |
Red Flags
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