Mark M. Johnson
Professional summary
Mark Musgrave Johnson JR is a registered financial advisor currently at LUTHER KING CAPITAL MANAGEMENT CORPORATION located in San Antonio, Texas.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Mark has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mark Musgrave Johnson JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 11, 2011 - Present
LUTHER KING CAPITAL MANAGEMENT CORPORATION
Office #1: 5121 Broadway, San Antonio, TX 78209October 7, 2003 - April 11, 2005
BRAYMEN, LAMBERT AND NOEL SECURITIES, LTD.
September 19, 2003 - March 7, 2011
SOUTH TEXAS MONEY MANAGEMENT, LTD.
June 18, 2001 - May 7, 2003
WADDELL & REED
May 17, 1995 - February 14, 2000
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
LUTHER KING CAPITAL MANAGEMENT CORPORATION
CRD#: 110093 / SEC#: 801-14458
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/11/2011)
Exams
Current Firm
LUTHER KING CAPITAL MANAGEMENT CORPORATION
CRD#: 110093 / SEC#: 801-14458
Contact information
SEC notice filing (30 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,608 |
| AUM (Assets Under Management) | $ 30,147,517,560 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/20/2024 | ||
| 08/11/2023 | ||
| 12/09/2022 |
Red Flags
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