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Robert Norris Schipper

CRD# 2602313·Registered 2000 - 2024
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Norris Schipper, who also goes by Rob Schipper, Robbie Schipper, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 2000 - 2024. Robert had worked at 6 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Rob Schipper, Robbie Schipper

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

H2C SECURITIES INC.·CRD# 7169
BD
Atlanta, GA
April 14, 2021 - April 1, 2024
FIFTH THIRD SECURITIES, INC.·CRD# 628
BD
Greenville, SC
November 9, 2010 - May 7, 2025
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
Atlanta, GA
October 1, 2008 - December 26, 2008
J.P. MORGAN SECURITIES INC.·CRD# 18718
BD
Atlanta, GA
May 5, 2005 - October 1, 2008
JEFFERIES LLC·CRD# 2347
BD
New York, NY
July 31, 2003 - May 3, 2005
J.P. MORGAN SECURITIES INC.·CRD# 18718
BD
New York, NY
February 9, 2000 - July 7, 2003
THE ROBINSON-HUMPHREY COMPANY, LLC·CRD# 723
BD
Atlanta, GA
February 2, 2000 - February 17, 2000

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Current Firm

HS
H2C SECURITIES INC.

G EQUITY ENTERPRISES, INC. | PHILLIP GOLDSTICK INVESTMENTS GROUP LTD. | INTANGIBLE MARKETING, INC. | H2C SECURITIES INC. | G EQUITY INVESTMENT GROUP, LTD. | G EQUITY INVESTMENT GROUP LTD.

CRD#: 7169 / SEC#: 8-19993
BD
Terminated by SEC on 05/31/2024

Contact Information

Established

Illinois since 05/15/1970

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
DONOVAN, KIMBERLYCHIEF COMPLIANCE OFFICER4586476

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2001About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Jan 2012About the Series 79 exam

Series 7 — General Securities Representative Examination

Passed Jan 2000About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Aug 2013About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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