Deborah L. Oneil
M HOLDINGS SECURITIES
Denver, CO 80202
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CRD#: 2602166
Professional summary
Deborah L Oneil, AIF®, CFP®, who also goes by Deborah Oneil, Deborah L Perry, is a registered financial advisor currently at M HOLDINGS SECURITIES, INC. located in Denver, Colorado.
Deborah is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Deborah has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Deborah Oneil | Deborah L Perry
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. AEM Business Services Corp.; 1800 Glenarm Place Suite 900 Denver, CO 80202; Pass-through entity; Investment Related; Vice President, Director; Provide legal counsel, governing documents, participate in strategic direction of company and election of officers; 9/15/2022; 0 hr/mo; 0 hr/mo during trading hours 2. Fixed Insurance Agent/Sells, 1800 Glenarm Place Suite 900 Denver, CO 80202; Insurance; Investment Related; Appointed Agent; Introduce prospects to various carriers, acquire illustrations, and complete applications; 09/15/2022; 10 hr/mo; 10 hr/mo during trading hours 3. AEM Partners LLC; 1800 Glenarm Place Suite 900 Denver, CO 80202; Member Firm affiliation; Investment Related; Partner; Provide legal counsel and governing documents, provide financial and investment advice to business owners and individuals; 09/15/2022; 120 hr/mo; 80 hr/mo during trading hours 4. Bear Villa South LLC; PO 1252, Avon CO 81620; Townhome Rental; Not Investment Related; Member; Maintaining relationship with community rental organization, annual state filings, & tax return; 12/20/2023; 5 hr/mo; 0 hr/mo during trading hours 5. Shawn M O'Neil, Individually; PO Box 1252, AVON CO 81620; Agent for husband's durable POA; Investment Related; Agent; Act in financial matters for husband; 01/01/2013; 0 hr/mo; 0 hr/mo during trading hours 6. Bear Villa, LLC; PO Box 1252, Avon CO 81620; Vacation home ownership; Not investment related; Member; Manage property, annual filings, may be a rental in future; 9/15/2022; 1 hour per month; 1 hour per month during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Deborah L Oneil's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Deborah L Oneil's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2003
Experience
Current
September 16, 2022 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 1800 Glenarm Place Suite 900, Denver, CO 80202RIA
BD
CRD#: 43285
Denver, CO
Current
September 16, 2022 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 1800 Glenarm Place Suite 900, Denver, CO 80202RIA
BD
CRD#: 43285
Denver, CO
Past
November 8, 2004 - September 27, 2005
MONY SECURITIES CORPORATION
RIA
CRD#: 4386
DENVER, CO
Past
November 8, 2004 - March 3, 2006
MONY SECURITIES CORPORATION
BD
CRD#: 4386
NEW YORK, NY
Past
October 22, 2004 - September 14, 2022
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
DENVER, CO
Past
April 28, 1995 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
April 28, 1995 - September 14, 2022
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
DENVER, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MH
M HOLDINGS SECURITIES, INC.
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
RIA
Registered Investment Advisory firm - SEC (3/14/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/16/2022)
IAR
Arizona(10/3/2022)
RR
California(9/16/2022)
IAR
California(9/16/2022)
RR
Colorado(9/16/2022)
IAR
Colorado(9/16/2022)
RR
Connecticut(9/16/2022)
IAR
Connecticut(9/16/2022)
RR
District of Columbia(9/16/2022)
RR
Florida(9/16/2022)
IAR
Florida(9/19/2022)
RR
Hawaii(9/16/2022)
IAR
Hawaii(9/16/2022)
IAR
Kansas(12/3/2024)
RR
Kentucky(2/9/2024)
RR
Maryland(9/16/2022)
IAR
Maryland(9/16/2022)
RR
Michigan(9/16/2022)
IAR
Michigan(9/16/2022)
RR
Nebraska(9/16/2022)
IAR
Nebraska(9/16/2022)
RR
New Jersey(9/16/2022)
IAR
New Jersey(9/22/2022)
IAR
New Mexico(8/29/2025)
RR
New Mexico(10/15/2025)
RR
New York(9/16/2022)
IAR
New York(9/16/2022)
IAR
North Carolina(9/16/2022)
RR
North Carolina(9/19/2022)
RR
Oregon(9/16/2022)
IAR
Oregon(9/16/2022)
RR
Pennsylvania(9/16/2022)
IAR
Pennsylvania(9/16/2022)
RR
South Dakota(9/16/2022)
IAR
South Dakota(9/19/2022)
RR
Tennessee(9/16/2022)
RR
Texas(9/16/2022)
IAR
Texas(9/16/2022)
RR
Vermont(9/16/2022)
RR
Virginia(9/16/2022)
IAR
Virginia(9/16/2022)
RR
Washington(10/6/2022)
RR
Wyoming(9/16/2022)
IAR
Wyoming(9/16/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MH
M HOLDINGS SECURITIES, INC.
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
RIA
Registered Investment Advisory firm - SEC (3/14/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
1125 N.w. Couch Street Suite 900, Portland, OR 97209
Mailing Address
P.o. Box 2207, Portland, OR 97208-2207
Phone number
(888) 520-6784
Established
Oregon since 03/21/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,442
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| M FINANCIAL HOLDINGS INCORPORATED | EQUITY OWNER | |
| HANEY-JACKSON, LAURA ELIZABETH | VICE PRESIDENT - PRINCIPAL OPERATIONS OFFICER | 4771801 |
| LUDWIG, STEVEN CHARLES | CHIEF COMPLIANCE OFFICER | 2440911 |
| ROGERS, MARIA RENEE | PRINCIPAL FINANCIAL OFFICER | 2442526 |
| SCHOONMAKER, MICHAEL SKI | CHIEF EXECUTIVE OFFICER | 2408456 |
Regulatory assets under management
| Total Number of Accounts | 8,234 |
| AUM (Assets Under Management) | $ 4,078,516,284 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/10/2025 | ||
| 11/13/2024 | ||
| 08/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
