Robert L. Cabes

INTREPID INVESTMENT MANAGEMENT

Houston, TX 77002-5624

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CRD#: 2602001

Professional summary

Robert Louis Cabes JR, who also goes by Robert L Cabes Jr, Robert L Cabes, is a registered financial advisor currently at INTREPID INVESTMENT MANAGEMENT, LLC located in Houston, Texas.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Robert has worked at 4 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robert L Cabes Jr | Robert L Cabes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Louis Cabes JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 31, 2018 - Present

INTREPID INVESTMENT MANAGEMENT, LLC

Office #1: 1201 Louisiana Street Suite 600, Houston, TX 77002-5624

RIA

CRD#: 192522

Houston, TX

Past

April 28, 2004 - July 5, 2005

CREDIT SUISSE SECURITIES (USA) LLC

RIA

CRD#: 816

HOUSTON, TX

Past

December 18, 2000 - July 5, 2005

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

July 2, 1999 - December 18, 2000

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

Past

August 11, 1995 - June 14, 1999

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INTREPID INVESTMENT MANAGEMENT, LLC

CRD#: 192522 / SEC#: 801-113732

RIA

Registered Investment Advisory firm - (7/31/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(7/31/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/8/2004

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/7/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/10/1995

General Securities Representative Examination

Current Firm

INTREPID INVESTMENT MANAGEMENT, LLC

CRD#: 192522 / SEC#: 801-113732

RIA

Registered Investment Advisory firm - (7/31/2018 Approved)

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Contact information

Main Address

1201 Louisiana Street Suite 600, Houston, TX 77002-5624

Mailing Address

Phone number

(713) 292-0863

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

INTREPID INVESTMENT MANAGEMENT FORM ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	7
AUM (Assets Under Management)	$ 306,715,000

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

SEC / JURISDICTION	REPORTING STATUS	EFFECTIVE DATE
SEC	ERA - Withdrawn	6/28/2018
Texas	ERA - Withdrawn	6/28/2018

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert L. Cabes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Louis Cabes JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

CREDIT SUISSE SECURITIES (USA) LLC

CREDIT SUISSE SECURITIES (USA) LLC

PERSHING LLC

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

INTREPID INVESTMENT MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/8/2004

Series 63

Date: 9/7/1995

Series 7

Date: 8/10/1995

Current Firm

INTREPID INVESTMENT MANAGEMENT, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Exempt reporting advisers

Red Flags

Company Information

INTREPID INVESTMENT MANAGEMENT, LLC

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