Nimish N. Patel

A & P WEALTH MANAGEMENT

JOHNS CREEK, GA

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CRD#: 2601892

Professional summary

Nimish Navin Patel, CFP®, who also goes by Nimish Patel, is a registered financial advisor currently at A & P WEALTH MANAGEMENT located in Johns Creek, Georgia and MCAP INVESTMENT MANAGEMENT, LLC located in Johns Creek, Georgia.

Nimish is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Nimish has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nimish Patel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nimish Navin Patel's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

August 28, 2015 - Present

A & P WEALTH MANAGEMENT

RIA

CRD#: 281261

JOHNS CREEK, GA

Current

June 23, 2025 - Present

MCAP INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 336859

Johns Creek, GA

Past

October 20, 2014 - August 20, 2015

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

ATLANTA, GA

Past

October 16, 2014 - August 20, 2015

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Past

February 15, 2011 - August 20, 2015

OSAIC SERVICES, INC.

CRD#: 133763

SCOTTSDALE, AZ

Past

February 15, 2011 - August 20, 2015

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

May 24, 2007 - August 20, 2015

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

ATLANTA, GA

Past

May 2, 2007 - August 20, 2015

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

February 22, 2006 - September 21, 2006

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

ATLANTA, GA

Past

February 15, 2006 - September 21, 2006

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

ATLANTA, GA

Past

July 30, 2003 - December 20, 2005

J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177

ATLANTA, GA

Past

May 18, 2001 - June 27, 2003

E*TRADE SECURITIES LLC

CRD#: 29106

JERSEY CITY, NJ

Past

January 13, 2000 - April 27, 2000

E-INVEST, INC.

CRD#: 18298

SAN FRANCISCO, CA

Past

March 31, 1995 - May 5, 1995

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(8/28/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/31/2000

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/10/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/20/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/12/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/30/1995

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 4

Date: 11/6/2002

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 7/17/2002

General Securities Principal Examination

Current Firm

A & P WEALTH MANAGEMENT

A & P WEALTH MANAGEMENT | GOPI & GAWAL ENTERPRISES INC. | G & G ENTERPRISES, LLC

CRD#: 281261 / SEC#:

Georgia

Registered Investment Advisory firm - (8/28/2015 Approved)

North Carolina

Registered Investment Advisory firm - (12/31/2023 Terminated)

South Carolina

Registered Investment Advisory firm - (12/31/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Johns Creek, GA

Mailing Address

Phone number

(470) 223-1651

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	66
AUM (Assets Under Management)	$ 28,196,256

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nimish N. Patel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nimish Navin Patel's CRS (Customer Relationship Summary).

Certified licenses

Experience

MCAP INVESTMENT MANAGEMENT, LLC

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

OSAIC SERVICES, INC.

OSAIC WEALTH, INC.

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

J.P. TURNER & COMPANY, L.L.C.

E*TRADE SECURITIES LLC

E-INVEST, INC.

WOODBURY FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/31/2000

Series 63

Date: 4/10/1995

SIE

Date: 8/20/2015

Series 7

Date: 1/12/2000

Series 6

Date: 3/30/1995

Series 4

Date: 11/6/2002

Series 24

Date: 7/17/2002

Current Firm

A & P WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

A & P WEALTH MANAGEMENT

TRUST BUT VERIFY

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